Filing Details
- Accession Number:
- 0001181431-12-046523
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-20 10:50:47
- Reporting Period:
- 2012-08-16
- Filing Date:
- 2012-08-20
- Accepted Time:
- 2012-08-20 10:50:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1490710 | Jimmy Cheung | 1156 W. Duarte Rd #11 Arcadia CA 91007 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2012-08-16 | 500 | $34.57 | 828 | No | 4 | M | Direct | |
Common Shares | Acquisiton | 2012-08-16 | 594 | $33.36 | 1,422 | No | 4 | M | Direct | |
Common Shares | Disposition | 2012-08-16 | 1,094 | $45.00 | 328 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-16 | 500 | $0.00 | 500 | $34.57 |
Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-16 | 594 | $0.00 | 594 | $33.36 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-01-29 | 2019-01-29 | No | 4 | M | Direct |
0 | 2011-01-31 | 2020-01-31 | No | 4 | M | Direct |