Filing Details

Accession Number:
0001181431-12-046523
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-20 10:50:47
Reporting Period:
2012-08-16
Filing Date:
2012-08-20
Accepted Time:
2012-08-20 10:50:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1056903 American States Water Co AWR Water Supply (4941) 954676679
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1490710 Jimmy Cheung 1156 W. Duarte Rd #11
Arcadia CA 91007
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2012-08-16 500 $34.57 828 No 4 M Direct
Common Shares Acquisiton 2012-08-16 594 $33.36 1,422 No 4 M Direct
Common Shares Disposition 2012-08-16 1,094 $45.00 328 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Stock Options (Right to Buy) Disposition 2012-08-16 500 $0.00 500 $34.57
Common Shares Employee Stock Options (Right to Buy) Disposition 2012-08-16 594 $0.00 594 $33.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-01-29 2019-01-29 No 4 M Direct
0 2011-01-31 2020-01-31 No 4 M Direct