Filing Details
- Accession Number:
- 0001209191-12-042558
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-20 09:16:31
- Reporting Period:
- 2012-08-16
- Filing Date:
- 2012-08-20
- Accepted Time:
- 2012-08-20 09:16:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1311538 | Castle Brands Inc | ROX | Beverages (2080) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1188554 | Mark Andrews | C/O Castle Brands Inc. 122 West 42Nd St, Suite 4700 New York NY 10168 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-16 | 20,000 | $0.29 | 74,400 | No | 4 | P | Indirect | Held By IRA |
Common Stock | Acquisiton | 2012-08-16 | 30,000 | $0.29 | 104,400 | No | 4 | P | Indirect | Held By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held By IRA |
No | 4 | P | Indirect | Held By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,712,758 | Direct | |
Common Stock | 1,183,079 | Indirect | By Knappogue Corp. |
Footnotes
- Includes shares of Common Stock held jointly with the reporting person's spouse.
- The reporting person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.