Filing Details
- Accession Number:
- 0001181431-12-046478
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-17 19:55:35
- Reporting Period:
- 2012-08-15
- Filing Date:
- 2012-08-17
- Accepted Time:
- 2012-08-17 19:55:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
878526 | Natus Medical Inc | BABY | Electromedical & Electrotherapeutic Apparatus (3845) | 770154833 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1208702 | L William Mince | C/O Natus Medical Incorporated 1501 Industrial Road San Carlos CA 94070 | Vp North American Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Disposition | 2012-08-15 | 11,000 | $11.44 | 93,097 | No | 4 | S | Direct | |
Common Stock, $0.001 Par Value Per Share | Disposition | 2012-08-15 | 5,807 | $11.55 | 87,290 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
0 | Nonqualified Stock Option | $10.69 | 2012-07-07 | 2022-06-07 | 0 | 170,083 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-06-07 | 0 | 170,083 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $11.27 to $11.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Sales sold pursuant to a sales program to cover taxes owed upon the vesting of restircted stock.