Filing Details
- Accession Number:
- 0001209191-12-042505
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-17 18:09:10
- Reporting Period:
- 2012-08-15
- Filing Date:
- 2012-08-17
- Accepted Time:
- 2012-08-17 18:09:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1357204 | Dunkin' Brands Group Inc. | DNKN | Retail-Eating & Drinking Places (5810) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1313958 | P L Iv Partners Carlyle | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004 | No | No | Yes | No | |
1468090 | Tc Group Iv, L.p. | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004 | No | No | Yes | No | |
1468092 | Cp Iv Coinvestment, L.p. | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004 | No | No | Yes | No | |
1475444 | Tc Group Cayman Investment Holdings, L.p. | C/O Walker Corporate Services Limited Walker House, 87 Mary Street George Town, Grand Cayman KY1-9001 | No | No | Yes | No | |
1527166 | L.p. Group Carlyle | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004 | No | No | Yes | No | |
1548624 | L.l.c. Management Group Carlyle | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004 | No | No | Yes | No | |
1548629 | L.l.c. Gp Ii Holdings Carlyle | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004 | No | No | Yes | No | |
1548630 | L.p. Ii Holdings Carlyle | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004 | No | No | Yes | No | |
1548636 | L.p. Sub Holdings Investment Cayman Group Tc | C/O Walker Corporate Services Limited Walker House, 87 Mary Street George Town, Grand Cayman KY1-9001 | No | No | Yes | No | |
1554876 | Tc Group Iv, L.l.c. | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.001 Par Value | Disposition | 2012-08-15 | 7,242,614 | $30.00 | 5,000,000 | No | 4 | S | Indirect | See footnotes |
Common Stock, $.001 Par Value | Disposition | 2012-08-15 | 5,000,000 | $30.00 | 0 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
Footnotes
- Represent shares of Common Stock sold in an underwritten secondary offering (the "Offering").
- Represent shares of Common Stock repurchased (the "Repurchase") by Dunkin Brands Group, Inc.
- On August 15, 2012, Carlyle Partners IV, L.P. and CP IV Coinvestment, L.P. (collectively, the "Carlyle Funds") sold 6,957,735 and 284,879 shares of Common Stock, respectively, in the Offering and 4,803,333 and 196,667 shares of Common Stock, respectively, in the Repurchase. Following such sales, the Carlyle Funds held zero shares of Common Stock.
- Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the managing member of TC Group IV, L.L.C., which is the general partner of TC Group IV, L.P., which is the general partner of each of the Carlyle Funds. Accordingly, each of Carlyle Group Management L.L.C., The Carlyle Group L.P., Carlyle Holdings II GP L.L.C., Carlyle Holdings II L.P., TC Group Cayman Investment Holdings, L.P., TC Group Cayman Investment Holdings Sub L.P., TC Group IV, L.L.C. and TC Group IV, L.P. may be deemed to share beneficial ownership of the shares of the common stock owned of record by each of the Carlyle Funds.