Filing Details

Accession Number:
0001181431-12-046401
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-17 17:14:50
Reporting Period:
2012-08-15
Filing Date:
2012-08-17
Accepted Time:
2012-08-17 17:14:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
868725 Rentech Inc RTK Agricultural Chemicals (2870) 840957421
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
937666 Jr Hunt D Ramsbottom 10877 Wilshire Boulevard
Suite 600
Los Angeles CA 90024
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-15 106,674 $1.82 714,268 No 4 M Direct
Common Stock Disposition 2012-08-15 106,674 $2.25 607,594 No 4 S Direct
Common Stock Acquisiton 2012-08-16 267,076 $1.82 874,670 No 4 M Direct
Common Stock Disposition 2012-08-16 267,076 $2.27 607,594 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants (right to buy) Disposition 2011-12-31 20,000 $0.00 393,750 $1.82
Common Stock Warrants (right to buy) Disposition 2012-08-15 106,674 $0.00 373,750 $1.82
Common Stock Warrants (right to buy) Disposition 2012-08-16 267,076 $0.00 267,076 $1.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
373,750 2011-12-31 2012-12-31 No 5 G Direct
267,076 2011-12-31 2012-12-31 No 4 M Direct
0 2011-12-31 2012-12-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,000 Indirect By L E Ramsbottom Living Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option to Purchase $4.15 2016-07-13 250,000 250,000 Direct
Common Stock Restricted Stock Units $0.00 2012-11-03 299,758 299,758 Direct
Common Stock Restricted Stock Units $0.00 2012-11-17 225,000 75,000 Direct
Common Stock Restricted Stock Units $0.00 2012-12-10 59,502 59,502 Direct
Common Stock Restricted Stock Units $0.00 2013-10-04 300,000 200,000 Direct
Common Stock Option for Common Stock $0.95 2020-10-04 700,000 700,000 Direct
Common Stock Restricted Stock Units $0.00 2014-10-12 401,875 401,875 Direct
Common Stock Performance Stock Units $0.00 2014-10-12 800,625 800,625 Direct
Common Stock Restricted Stock Units $0.00 2014-11-09 435,097 435,097 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-07-13 250,000 250,000 Direct
2012-11-03 299,758 299,758 Direct
2012-11-17 225,000 75,000 Direct
2012-12-10 59,502 59,502 Direct
2013-10-04 300,000 200,000 Direct
2020-10-04 700,000 700,000 Direct
2014-10-12 401,875 401,875 Direct
2014-10-12 800,625 800,625 Direct
2014-11-09 435,097 435,097 Direct
Footnotes
  1. The option vests in three equal installments of common stock on the first, second and third anniversaries of the grant date (July 14, 2006), subject to reporting person's continued employment with the Company on each such date.
  2. Each restricted stock unit represents a contingent right to receive one share of common stock. 166,532 restricted stock units are vested in consideration for the reporting person allocating a portion of his fiscal year 2008 cash bonus to purchase such units and the remaining 133,226 restricted stock units vest on November 3, 2012, subject to the reporting person's continued employment with the Company on such date.
  3. Each restricted stock unit represents a contingent right to receive one share of common stock. One-third of the restricted stock units vested on November 17, 2010, one-third vested on November 17, 2011 and the remaining one-third will vest on November 17, 2012, subject to the reporting person's continued employment with the Company on such date.
  4. Each restricted stock unit represents a contingent right to receive one share of common stock. Fifty percent of the restricted stock units are vested in consideration for the reporting person allocating a portion of his or her cash bonus to purchase such units at the fair market value of $1.69 per unit based on the closing price of the Company's common stock on December 10, 2009, and the remaining fifty percent vest on December 10, 2012, subject to the reporting person's continued employment with the Company on such date.
  5. Each restricted stock unit represents a contingent right to receive one share of common stock. One-third of the restricted stock units vest on each of the first three anniversaries of October 4, 2010, subject to the reporting person's continued employment with the Company on each such date.
  6. The option vests in three equal installments of common stock on the first, second and third anniversaries of the vesting start date (October 4, 2010), subject to reporting person's continued employment with the Company on each such date.
  7. Each restricted stock unit represents a contingent right to receive one share of common stock. One-third of the restricted stock units vest on each of the first three anniversaries of October 12, 2011, subject to the reporting person's continued employment with the Company on each such date.
  8. Each performance stock unit represents a right to receive one share of common stock. One hundred percent of the performance stock unit will vest upon the Company's value weighted average price for a 30 day period equaling $3.00 or more on or prior to October 12, 2014.
  9. Each restricted stock unit represents a contingent right to receive one share of common stock. One-third of the restricted stock units vest on each of the first three anniversaries of November 9, 2011, subject to the reporting person's continued employment with the Company on each such date.
  10. The sale reported on this form was effected pursuant to a 10b5-1 trading plan that was established on December 23, 2011. A 10b5-1 trading plan enables an insider to establish a program to make transactions according to an advance plan. Such a program allows an insider to continue with planned transactions even if he or she comes into possession of material nonpublic information.
  11. Shares held by the L.E. Ramsbottom Living Trust which is owned by Mr. Ramsbottom's spouse, and in which Mr. Ramsbottom disclaims beneficial ownership.