Filing Details
- Accession Number:
- 0001490906-12-000055
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-17 16:41:38
- Reporting Period:
- 2012-08-16
- Filing Date:
- 2012-08-17
- Accepted Time:
- 2012-08-17 16:41:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490906 | Capitol Federal Financial Inc | CFFN | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1222808 | Joe R Aleshire | 700 S Kansas Avenue Topeka KS 66603 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Cffn Common Stock | Disposition | 2012-08-16 | 50,000 | $11.80 | 298,256 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Cffn Common Stock | 17,210 | Indirect | ESOP |
Cffn Common Stock | 226 | Indirect | Custodian for child |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Cffn Common Stock | CFFN Incentive Stock Option | $11.91 | 2022-05-14 | 16,792 | 16,792 | Direct | |
Cffn Common Stock | CFFN Non-qualified stock option | $11.91 | 2027-05-14 | 13,208 | 13,208 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-05-14 | 16,792 | 16,792 | Direct |
2027-05-14 | 13,208 | 13,208 | Direct |
Footnotes
- 8,396 options vested immediately and 8,396 options will vest of May 14, 2013.
- 6,604 options vested immediately and 6,604 options will vest on May 14, 2013.