Filing Details
- Accession Number:
- 0001225208-12-018110
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-17 16:03:41
- Reporting Period:
- 2012-08-15
- Filing Date:
- 2012-08-17
- Accepted Time:
- 2012-08-17 16:03:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1133421 | Northrop Grumman Corp | NOC | Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) | 800640649 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1413305 | W. Gary Ervin | 2980 Fairview Park Drive Falls Church VA 22042 | Corp Vp & Pres Aerospace Sys | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-08-15 | 13,125 | $47.99 | 13,125 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-15 | 13,125 | $68.24 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right-to-buy) | Disposition | 2012-08-15 | 13,125 | $0.00 | 13,125 | $47.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-06-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,155 | Indirect | Held in G&M Ervin Family Trust |
| Common Stock | 7,364 | Indirect | Held in Northrop Grumman Savings & Investment Plan |
Footnotes
- Represents the weighted average sale price of $68.24 rounded to the nearest hundredth. The highest price at which the shares sold was $68.28 and the lowest price at which the shares sold was $68.22. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
- Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of August 15, 2012. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.
- The option is fully exercisable.
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