Filing Details
- Accession Number:
- 0001209191-12-042436
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-17 15:38:26
- Reporting Period:
- 2012-08-15
- Filing Date:
- 2012-08-17
- Accepted Time:
- 2012-08-17 15:38:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1363851 | Catamaran Corp | SXCI | Insurance Agents, Brokers & Service (6411) | 752578509 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1406625 | John Romza | 2441 Warrenville Road Suite 610 Lisle IL 60532 | Chief Tech Officer & Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Share | Acquisiton | 2012-08-15 | 22,500 | $3.33 | 181,803 | No | 4 | M | Direct | |
| Common Share | Acquisiton | 2012-08-15 | 16,666 | $7.24 | 198,469 | No | 4 | M | Direct | |
| Common Share | Disposition | 2012-08-15 | 5,000 | $88.06 | 193,469 | No | 4 | S | Direct | |
| Common Share | Disposition | 2012-08-15 | 10,000 | $87.92 | 183,469 | No | 4 | S | Direct | |
| Common Share | Disposition | 2012-08-15 | 5,000 | $88.05 | 178,469 | No | 4 | S | Direct | |
| Common Share | Disposition | 2012-08-15 | 10,000 | $88.78 | 168,469 | No | 4 | S | Direct | |
| Common Share | Disposition | 2012-08-15 | 9,166 | $87.87 | 159,303 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Share | Stock option (nonqualified) | Disposition | 2012-08-15 | 22,500 | $0.00 | 22,500 | $3.30 |
| Common Share | Stock option (nonqualified) | Disposition | 2012-08-15 | 16,666 | $0.00 | 16,666 | $7.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 16,666 | No | 4 | M | Direct |
Footnotes
- Exercised and/or sold pursuant to Insider's 10b5-1 plan.
- Converted from Cdn. $3.30 using an average exchange rate of 0.99132
- Converted from Cdn. $7.18 using an average exchange rate of 0.99132
- This option was granted 3/4/05 and vested in one-third increments on each of 12/31/05, 12/31/06 and 12/31/07. Each vested increment expires five years from the respective vest date.
- This option was granted 3/8/06 and vested or will vest, as the case may be, in one-third increments on each of 12/31/06, 12/31/07 and 12/31/08. Each vested increment expires five years from the respective vest date.
Billionaire Hedge Funds
