Filing Details
- Accession Number:
- 0001209191-12-042310
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-16 19:10:30
- Reporting Period:
- 2012-08-14
- Filing Date:
- 2012-08-16
- Accepted Time:
- 2012-08-16 19:10:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
921582 | Imax Corp | IMAX | Photographic Equipment & Supplies (3861) | 980140269 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1132859 | Kevin Douglas | 125 E. Sir Francis Drake Blvd., Ste 400 Larkspur CA 94939 | No | No | Yes | Yes | |
1268474 | Trust Family Douglas | 125 E. Sir Francis Drake Blvd., Ste 400 Larkspur CA 94939 | No | No | Yes | Yes | |
1268475 | Trust Descendants Irrevocable Douglas Jean & James | 125 E. Sir Francis Drake Blvd., Ste 400 Larkspur CA 94939 | No | No | Yes | Yes | |
1268476 | Iii E James Douglas | 125 E. Sir Francis Drake Blvd., Ste 400 Larkspur CA 94939 | No | No | Yes | Yes | |
1553928 | Iii Trust Annuity 2010 Mmd | 125 E. Sir Francis Drake Blvd., Ste 400 Larkspur CA 94939 | No | No | Yes | Yes | |
1553929 | Iii Trust Annuity 2010 Kgd | 125 E. Sir Francis Drake Blvd., Ste 400 Larkspur CA 94939 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-14 | 5,200 | $23.00 | 3,196,412 | No | 4 | X | Direct | |
Common Stock | Acquisiton | 2012-08-14 | 74,421 | $20.86 | 3,270,833 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-08-14 | 61,398 | $20.86 | 2,480,839 | No | 4 | P | Indirect | By James Douglas and Jean Douglas Irrevocable Descendants' Trust |
Common Stock | Acquisiton | 2012-08-14 | 31,629 | $20.86 | 1,748,618 | No | 4 | P | Indirect | By Douglas Family Trust |
Common Stock | Acquisiton | 2012-08-14 | 18,605 | $20.86 | 892,250 | No | 4 | P | Indirect | By James E. Douglas III |
Common Stock | Acquisiton | 2012-08-15 | 45,579 | $21.06 | 3,316,412 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-08-15 | 37,602 | $21.06 | 2,518,441 | No | 4 | P | Indirect | By James Douglas and Jean Douglas Irrevocable Descendants' Trust |
Common Stock | Acquisiton | 2012-08-15 | 19,371 | $21.06 | 1,767,989 | No | 4 | P | Indirect | By Douglas Family Trust |
Common Stock | Acquisiton | 2012-08-15 | 11,395 | $21.06 | 903,645 | No | 4 | P | Indirect | By James E. Douglas III |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By James Douglas and Jean Douglas Irrevocable Descendants' Trust |
No | 4 | P | Indirect | By Douglas Family Trust |
No | 4 | P | Indirect | By James E. Douglas III |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By James Douglas and Jean Douglas Irrevocable Descendants' Trust |
No | 4 | P | Indirect | By Douglas Family Trust |
No | 4 | P | Indirect | By James E. Douglas III |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Put Option (obligation to buy) | Disposition | 2012-08-14 | 52 | $0.00 | 5,200 | $23.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
748 | 2012-07-05 | 2012-08-18 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 267,580 | Indirect | By KGD 2010 Annuity Trust III |
Common Stock | 267,580 | Indirect | By MMD 2010 Annuity Trust III |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Put Option (obligation to buy) | $23.00 | 2012-07-05 | 2012-08-18 | 66,000 | 660 | Indirect |
Common Stock | Put Option (obligation to buy) | $23.00 | 2012-07-05 | 2012-08-18 | 34,000 | 340 | Indirect |
Common Stock | Put Option (obligation to buy) | $23.00 | 2012-07-05 | 2012-08-18 | 20,000 | 200 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-08-18 | 66,000 | 660 | Indirect |
2012-08-18 | 34,000 | 340 | Indirect |
2012-08-18 | 20,000 | 200 | Indirect |
Footnotes
- These securities are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas.
- Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.
- These securities are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust.
- These securities are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust.
- These securities are held directly by James E. Douglas III and indirectly by Kevin Douglas
- These securities are held by the KGD 2010 Annuity Trust III, a grantor-retained annuity trust of which Kevin Douglas is the sole trustee, and indirectly by Kevin Douglas.
- These securities are held by the MMD 2010 Annuity Trust III, a grantor-retained annuity trust of which Michelle Douglas is the sole trustee, and indirectly by Michelle Douglas and Kevin Douglas.