Filing Details
- Accession Number:
- 0001179110-12-013016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-16 18:18:20
- Reporting Period:
- 2012-04-20
- Filing Date:
- 2012-08-16
- Accepted Time:
- 2012-08-16 18:18:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 769520 | Middleby Corp | MIDD | Refrigeration & Service Industry Machinery (3580) | 363352497 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1242664 | M Martin Lindsay | 1400 Toastmaster Dr Elgin IL 60120 | Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-04-20 | 481 | $99.00 | 21,954 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2012-08-13 | 600 | $5.26 | 22,554 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-08-13 | 15,000 | $26.97 | 37,554 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-13 | 4,768 | $116.64 | 32,786 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2012-08-14 | 10,000 | $114.73 | 22,786 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Buy | Disposition | 2012-08-13 | 600 | $0.00 | 600 | $5.26 |
| Common Stock | Option to Buy | Disposition | 2012-08-13 | 15,000 | $0.00 | 15,000 | $26.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2003-03-05 | 2013-03-05 | No | 4 | M | Direct |
| 0 | 2005-02-28 | 2015-02-28 | No | 4 | M | Direct |
Footnotes
- Transaction related to the surrender of shares to fund reporting person's tax liability related to a restricted stock vesting.
- Transaction represents the exercise of vested stock options. On March 5, 2003, reporting person was granted incentive stock options to purchase 3,000 shares of common stock that carried an exercise price of $5.255, the fair market value of Middleby common stock on the date of grant, with an expiration date of March 5, 2013. The option grant vested in 20% increments over a five year period following the grant date.
- Transaction represents the exercise of vested stock options. On February 28, 2005, reporting person was granted options to purchase 20,000 shares of common stock that carried an exercise price of $26.965, the fair market value of Middleby common stock on the date of grant, with an expiration date of February 28, 2015. The option vested in full in 25% increments based on achievement of stock price targets.
- Transaction related to the surrender of shares to fund reporting person's tax liability related to an exercise of stock options.
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