Filing Details
- Accession Number:
- 0001225208-12-017972
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-16 16:28:24
- Reporting Period:
- 2012-07-31
- Filing Date:
- 2012-08-16
- Accepted Time:
- 2012-08-16 16:28:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927628 | Capital One Financial Corp | COF | State Commercial Banks (6022) | 541719854 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1238033 | Jr G John Finneran | 1680 Capital One Drive Mclean VA 22102 | Gen. Counsel & Corp. Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-07-31 | 90,635 | $0.00 | 183,925 | No | 4 | G | Direct | |
Common Stock | Disposition | 2012-07-31 | 90,635 | $0.00 | 93,290 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2012-07-31 | 90,635 | $0.00 | 90,635 | No | 4 | G | Indirect | By Spouse |
Common Stock | Acquisiton | 2012-07-31 | 90,635 | $0.00 | 90,635 | No | 4 | G | Indirect | Catherine A. Cotter 2012 Trust |
Common Stock | Disposition | 2012-08-14 | 90,635 | $55.10 | 0 | No | 4 | S | Indirect | Catherine A. Cotter 2012 Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Indirect | By Spouse |
No | 4 | G | Indirect | Catherine A. Cotter 2012 Trust |
No | 4 | S | Indirect | Catherine A. Cotter 2012 Trust |
Footnotes
- These shares were gifted to the reporting person's spouse.
- These shares were contributed to the Catherine A. Cotter 2012 Trust of which the reporting person's spouse is a trustee.