Filing Details

Accession Number:
0001225208-12-017972
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-16 16:28:24
Reporting Period:
2012-07-31
Filing Date:
2012-08-16
Accepted Time:
2012-08-16 16:28:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927628 Capital One Financial Corp COF State Commercial Banks (6022) 541719854
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1238033 Jr G John Finneran 1680 Capital One Drive
Mclean VA 22102
Gen. Counsel & Corp. Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-07-31 90,635 $0.00 183,925 No 4 G Direct
Common Stock Disposition 2012-07-31 90,635 $0.00 93,290 No 4 G Direct
Common Stock Acquisiton 2012-07-31 90,635 $0.00 90,635 No 4 G Indirect By Spouse
Common Stock Acquisiton 2012-07-31 90,635 $0.00 90,635 No 4 G Indirect Catherine A. Cotter 2012 Trust
Common Stock Disposition 2012-08-14 90,635 $55.10 0 No 4 S Indirect Catherine A. Cotter 2012 Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 G Direct
No 4 G Indirect By Spouse
No 4 G Indirect Catherine A. Cotter 2012 Trust
No 4 S Indirect Catherine A. Cotter 2012 Trust
Footnotes
  1. These shares were gifted to the reporting person's spouse.
  2. These shares were contributed to the Catherine A. Cotter 2012 Trust of which the reporting person's spouse is a trustee.