Filing Details
- Accession Number:
- 0001181431-12-045988
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-16 14:47:27
- Reporting Period:
- 2012-08-14
- Filing Date:
- 2012-08-16
- Accepted Time:
- 2012-08-16 14:47:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184070 | B James Gallagher | 15786 Pistachio Street Chino Hills CA 91709 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2012-08-14 | 4,320 | $33.73 | 14,211 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2012-08-14 | 4,302 | $38.62 | 18,513 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2012-08-14 | 2,887 | $34.11 | 21,400 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2012-08-14 | 6,200 | $34.57 | 27,600 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2012-08-14 | 1,874 | $33.36 | 29,474 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2012-08-14 | 100 | $44.30 | 29,374 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-14 | 200 | $44.33 | 29,174 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-14 | 100 | $44.34 | 29,074 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-14 | 300 | $44.36 | 28,774 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-14 | 300 | $44.37 | 28,474 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-14 | 300 | $44.38 | 28,174 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-14 | 200 | $44.39 | 27,974 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-14 | 300 | $44.40 | 27,674 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-14 | 100 | $44.41 | 27,574 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-14 | 200 | $44.42 | 27,374 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-14 | 300 | $44.43 | 27,074 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-14 | 649 | $44.44 | 26,425 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-14 | 721 | $44.45 | 25,704 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-14 | 600 | $44.46 | 25,104 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-14 | 1,000 | $44.47 | 24,104 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-14 | 1,704 | $44.48 | 22,400 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-14 | 400 | $44.49 | 22,000 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-14 | 1,500 | $44.50 | 20,500 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-14 | 1,900 | $44.51 | 18,600 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-14 | 200 | $44.52 | 18,400 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-14 | 500 | $44.53 | 17,900 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-14 | 500 | $44.54 | 17,400 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-14 | 500 | $44.55 | 16,900 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-14 | 700 | $44.56 | 16,200 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-14 | 600 | $44.57 | 15,600 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-14 | 4,320 | $0.00 | 4,320 | $33.73 |
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-14 | 4,302 | $0.00 | 4,302 | $38.62 |
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-14 | 2,887 | $0.00 | 2,887 | $34.11 |
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-14 | 6,200 | $0.00 | 6,200 | $34.57 |
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-14 | 1,874 | $0.00 | 1,874 | $33.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-01-29 | 2016-01-29 | No | 4 | M | Direct |
| 0 | 2008-01-01 | 2017-01-01 | No | 4 | M | Direct |
| 0 | 2009-01-27 | 2018-01-27 | No | 4 | M | Direct |
| 0 | 2010-01-29 | 2019-01-29 | No | 4 | M | Direct |
| 0 | 2011-01-31 | 2020-01-31 | No | 4 | M | Direct |
Billionaire Hedge Funds
