Filing Details
- Accession Number:
- 0001181431-12-045987
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-16 14:46:09
- Reporting Period:
- 2012-08-15
- Filing Date:
- 2012-08-16
- Accepted Time:
- 2012-08-16 14:46:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1304192 | S Roland Tanner | 630 E Foothill Blvd San Dimas CA 91773 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2012-06-01 | 32 | $36.61 | 19,221 | No | 4 | A | Direct | |
Common Shares | Acquisiton | 2012-08-15 | 4,320 | $33.73 | 23,541 | No | 4 | M | Direct | |
Common Shares | Acquisiton | 2012-08-15 | 4,302 | $2,379.00 | 25,920 | No | 4 | M | Direct | |
Common Shares | Disposition | 2012-08-15 | 1,700 | $44.70 | 24,220 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-15 | 550 | $44.71 | 23,670 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-15 | 149 | $44.72 | 23,521 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-15 | 300 | $44.75 | 23,221 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-15 | 500 | $44.78 | 22,721 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-15 | 300 | $44.79 | 22,421 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-15 | 300 | $44.80 | 22,121 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-15 | 900 | $44.83 | 21,221 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-15 | 200 | $44.84 | 21,021 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-15 | 300 | $44.86 | 20,721 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-15 | 198 | $44.88 | 20,523 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-15 | 100 | $44.91 | 20,423 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-15 | 502 | $44.92 | 19,921 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-15 | 100 | $44.94 | 19,821 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-15 | 100 | $44.96 | 19,721 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-15 | 300 | $45.02 | 19,421 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-15 | 200 | $45.06 | 19,221 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-15 | 4,320 | $0.00 | 4,320 | $36.38 |
Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-15 | 2,379 | $0.00 | 2,379 | $36.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-01-29 | 2016-01-29 | No | 4 | M | Direct |
0 | 2008-01-01 | 2017-01-01 | No | 4 | M | Direct |
Footnotes
- DER units credited on 6/1/2012 as dividend at FMV