Filing Details
- Accession Number:
- 0001108426-12-000085
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-16 12:15:54
- Reporting Period:
- 2012-08-14
- Filing Date:
- 2012-08-16
- Accepted Time:
- 2012-08-16 12:15:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1108426 | Pnm Resources Inc | PNM | Electric Services (4911) | 850019030 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1178211 | S Bonnie Reitz | 4998 62Nd Avenue S St. Petersburg FL 33715 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-08-14 | 7,500 | $16.05 | 12,680 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-14 | 7,500 | $20.64 | 20,180 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-08-14 | 1,000 | $9.43 | 19,180 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-14 | 1,000 | $20.64 | 20,180 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-08-14 | 667 | $12.71 | 19,513 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-14 | 667 | $20.64 | 20,180 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-08-14 | 1,500 | $20.63 | 18,680 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-08-15 | 750 | $20.71 | 17,930 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2012-08-14 | 7,500 | $20.64 | 7,500 | $16.05 |
| Common Stock | Stock Option | Disposition | 2012-08-14 | 1,000 | $20.64 | 1,000 | $9.43 |
| Common Stock | Stock Option | Disposition | 2012-08-14 | 667 | $20.64 | 667 | $12.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,700 | 2013-05-13 | No | 4 | M | Direct | |
| 12,700 | 2019-05-19 | No | 4 | M | Direct | |
| 12,033 | 2020-05-18 | No | 4 | M | Direct |
Footnotes
- Based on the closing price on the date of the grant.
- The options vest in three equal annual installments from grant date of issuance.
- Reflects the sale of stock.
Billionaire Hedge Funds
