Filing Details
- Accession Number:
- 0001181431-12-045886
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-15 20:08:34
- Reporting Period:
- 2012-08-13
- Filing Date:
- 2012-08-15
- Accepted Time:
- 2012-08-15 20:08:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880177 | Peregrine Semiconductor Corp | PSMI | Semiconductors & Related Devices (3674) | 860652659 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1551315 | James Cable | C/O Peregrine Semiconductor Corp. 9380 Carroll Park Dr. San Diego CA 92121 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-07-20 | 93,460 | $0.73 | 93,460 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-07-20 | 27,247 | $0.73 | 120,707 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-07-20 | 47,000 | $13.21 | 73,707 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-08-13 | 10,366 | $0.00 | 84,073 | No | 4 | C | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-07-20 | 93,460 | $0.00 | 93,460 | $0.73 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-07-20 | 27,247 | $0.00 | 27,247 | $0.73 |
| Common Stock | Series B1 Preferred Stock | Disposition | 2012-08-13 | 10,366 | $0.00 | 10,366 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,271,566 | 2012-11-21 | No | 4 | M | Direct | |
| 1,244,319 | 2013-01-30 | No | 4 | M | Direct | |
| 0 | No | 4 | C | Direct |
Footnotes
- Subject to continuous service, this option, which was fully exercisable at grant, is subject to a vesting schedule that lapses with respect to 25% of the shares to this option on September 4, 2003 and in equal monthly installments over a 36-month period of the remaming shares subject to this option thereafter.
- Subject to continuous service, this option, which was fully exercisable at grant, is subject to a vesting schedule that lapses with respect to 25% of the shares to this option on January 30, 2004 and in equal monthly installments over a 36-month period of the remaining shares subject to this option thereafter.
- Each share of the issuer's Series B1 Preferred Stock converted into 1 share of the issuer's Common Stock and had no expiration date.
Billionaire Hedge Funds
