Filing Details
- Accession Number:
- 0001104659-12-058251
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-15 19:53:42
- Reporting Period:
- 2012-08-14
- Filing Date:
- 2012-08-15
- Accepted Time:
- 2012-08-15 19:53:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 881524 | Vivus Inc | VVUS | Pharmaceutical Preparations (2834) | 943136179 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1254533 | Dairiki M Linda Shortliffe | 1172 Castro Street Mountain View CA 94040 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-08-14 | 10,000 | $4.25 | 15,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-14 | 10,000 | $22.50 | 5,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-08-14 | 8,000 | $5.04 | 13,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-14 | 8,000 | $23.00 | 5,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-08-14 | 10,000 | $0.00 | 10,000 | $4.25 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-08-14 | 8,000 | $0.00 | 8,000 | $5.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-01-29 | No | 4 | M | Direct | |
| 0 | 2017-06-11 | No | 4 | M | Direct |
Footnotes
- The option is fully vested and immediately exercisable.
Billionaire Hedge Funds
