Filing Details
- Accession Number:
- 0001246360-12-003489
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-15 19:20:14
- Reporting Period:
- 2012-08-13
- Filing Date:
- 2012-08-15
- Accepted Time:
- 2012-08-15 19:20:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
867773 | Sunpower Corp | SPWR | Semiconductors & Related Devices (3674) | 943008969 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1344507 | Iii Patrick Wood | C/O Sunpower Corporation 77 Rio Robles San Jose CA 95134 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-13 | 17,523 | $0.00 | 41,719 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-15 | 17,523 | $4.24 | 24,196 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units (RSUs) | Acquisiton | 2012-08-13 | 17,523 | $0.00 | 17,523 | $0.00 |
Common Stock | Restricted Stock Units (RSUs) | Disposition | 2012-08-13 | 17,523 | $0.00 | 17,523 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
17,523 | No | 4 | A | Direct | ||
0 | No | 4 | M | Direct |
Footnotes
- Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
- The RSUs were automatically granted and vested immediately on August 13, 2012 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on June 15, 2011.
- The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person.
- Price reflects weighted average sales price; actual sales prices ranged from $4.23 to $4.275. The reporting person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.