Filing Details
- Accession Number:
- 0001179110-12-012946
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-15 18:48:11
- Reporting Period:
- 2012-08-13
- Filing Date:
- 2012-08-15
- Accepted Time:
- 2012-08-15 18:48:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1158223 | Affymax Inc | AFFY | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1344153 | H Jeffrey Knapp | C/O Affymax, Inc. 4001 Miranda Ave. Palo Alto CA 94304 | Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-08-13 | 4,659 | $15.95 | 17,769 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-08-15 | 3,000 | $6.23 | 20,769 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-08-15 | 1,584 | $10.99 | 22,353 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-15 | 4,584 | $16.48 | 17,769 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-08-15 | 3,000 | $0.00 | 3,000 | $6.23 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-08-15 | 1,584 | $0.00 | 1,584 | $10.99 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
33,750 | 2020-07-21 | No | 4 | M | Direct | |
10,747 | 2019-01-14 | No | 4 | M | Direct |
Footnotes
- In connection with the grant of 7,500 shares of restricted stock units ("RSUs") on July 11, 2011 and the grant of 8,125 shares of RSUs on July 22, 2010, 2,500 shares vested on July 11, 2012 and 4,062 shares vested on July 22, 2012, respectively. The 4,659 shares of RSUs sold as reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "Plan"), of which certain shares were sold under the Plan in consideration of the tax withholding obligations that arose as a consequence of the vesting and delivery of the RSUs.
- The shares were sold at prices ranging from $15.90 to $16.02. The reporting person will provide to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The sale of these shares was effected pursuant to a Rule 10b5-1 trading plan.
- The shares were sold at prices ranging from $16.37 to $16.66. The reporting person will provide to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option vests on a monthly basis in equal installments during the 48 month period beginning on July 22, 2010.
- The option vests on a monthly basis in equal installments during the 48 month period beginning on January 1, 2009.