Filing Details

Accession Number:
0001181431-12-045807
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-15 17:22:57
Reporting Period:
2012-08-13
Filing Date:
2012-08-15
Accepted Time:
2012-08-15 17:22:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880631 Wisdomtree Investments Inc. WETF Commodity Contracts Brokers & Dealers (6221) 133487784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1064674 M Peter Ziemba C/O Wisdomtree Investments, Inc.
380 Madison Avenue, 21St Floor
New York NY 10017
Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-13 100,000 $1.07 728,242 No 4 M Direct
Common Stock Disposition 2012-08-13 25,000 $6.66 703,242 No 4 S Direct
Common Stock Acquisiton 2012-08-14 37,691 $6.66 665,551 No 4 S Direct
Common Stock Disposition 2012-08-15 27,309 $6.51 638,242 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2012-08-13 100,000 $0.00 100,000 $1.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
500,000 2017-04-22 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,600 Indirect By Son
Common Stock 4,500 Indirect By Daughter
Footnotes
  1. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the benificial owner of such securities for purposes of Section 16 or for any other purpose.
  2. See Note 1.
  3. Includes (i) restricted stock award which vests as to 37,500 shares on each of January 25, 2013, 2014, 2015 and 2016, (ii) restricted stock award which vests as to 6,351 shares on January 25, 2013, and (iii)restricted stock award which vest as to 25,000 shares on each of January 27, 2013, 2014 and 2015.
  4. Exercisable (at an exercise price of $6.35 per share) as to 200,000 share on each of April 27, 2008, 2009, 2010, and 2011. Modified on January 26, 2009 to also become exercisable (at an exercise price of $1.07 per share) as to 200,000 shares on each of January 27, 2010, 2011, 2012 and 2013.
  5. The price included in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $6.60 to $6.70, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (5),(6) and (7) to this Form 4.
  6. The price in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $6.65 to $6.68, inclusive.
  7. The price in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $6.47 to $6.56, inclusive.