Filing Details
- Accession Number:
- 0000095052-12-000053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-15 15:31:32
- Reporting Period:
- 2012-08-13
- Filing Date:
- 2012-08-15
- Accepted Time:
- 2012-08-15 15:31:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 95052 | Elizabeth Arden Inc | RDEN | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 590914138 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229134 | B Joel Ronkin | C/O Elizabeth Arden, Inc. 2400 Sw 145 Avenue, 2Nd Floor Miramar FL 33027 | Evp, Gen. Mgr. - North America | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Disposition | 2012-08-13 | 9,495 | $45.95 | 120,766 | No | 4 | F | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2012-08-13 | 8,800 | $0.00 | 129,566 | No | 4 | A | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2012-08-13 | 11,000 | $21.60 | 140,566 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2012-08-13 | 11,000 | $45.12 | 129,566 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2012-08-14 | 12,200 | $9.33 | 141,766 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2012-08-14 | 12,200 | $45.82 | 129,566 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2012-08-14 | 17,572 | $45.42 | 111,994 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Acquisiton | 2012-08-13 | 8,800 | $0.00 | 8,800 | $45.95 |
| Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2012-08-13 | 11,000 | $0.00 | 11,000 | $21.60 |
| Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2012-08-14 | 12,200 | $0.00 | 12,200 | $9.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,800 | 2013-08-13 | 2022-08-13 | No | 4 | A | Direct |
| 0 | 2005-03-10 | 2014-03-10 | No | 4 | M | Direct |
| 36,000 | 2010-08-17 | 2019-08-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $.01 Par Value | 500 | Indirect | See Footnote |
Footnotes
- Represents shares withheld by the Issuer in satisfaction of tax withholding obligations arising from the vesting of (i) service-based restricted stock granted on August 17, 2009, August 16, 2010 and November 2, 2010, and (ii) service-based restricted stock units granted on August 15, 2011. The price reflected is the closing market price of the Issuer's Common Stock on the vesting date.
- This grant of service-based restricted stock units will vest in equal thirds over a three-year period on the dates that are two business days following the public announcement of the Issuer's financial results for the fiscal years ending June 30, 2013, 2014 and 2015 (each a "Vesting Date"), but only if the Reporting Person is still employed with the Issuer on the applicable Vesting Date.
- Cashless exercise and sale of stock options, pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person. Reflects the weighted average price of $45.116 shares of common stock of the Issuer sold by the Reporting Person in multiple transactions on August 13, 2012 with the sale price ranging from $45.00 to $45.47 per share. The Reporting Person undertakes to provide upon request by the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of $45.824 shares of common stock of the Issuer sold by the Reporting Person in multiple transactions on August 14, 2012 with the sale price ranging from $45.41 to $46.07 per share. The Reporting Person undertakes to provide upon request by the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of $45.423 shares of common stock of the Issuer sold by the Reporting Person in multiple transactions on August 14, 2012 with the sale price ranging from $45.00 to $45.975 per share. The Reporting Person undertakes to provide upon request by the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Includes 17,267 service-based restricted stock units.
- Shares of common stock held in a trust, of which Mr. Ronkin is the Trustee, for the benefit of one of Mr. Ronkin's children.
- This stock option shall become exercisable in equal thirds over a three-year period on each applicable Vesting Date, but only if the Reporting Person is still employed with the Issuer on the applicable Vesting Date.
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