Home > Insider Trading > Filing (0001181431-12-045544)

Filing Details

Accession Number:: 0001181431-12-045544
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-08-14 19:22:54
Reporting Period:: 2012-08-10

Filing Date:: 2012-08-14
Accepted Time:: 2012-08-14 19:22:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1056903	American States Water Co	AWR	Water Supply (4941)	954676679

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1389251	Jr R Granville Hodges	2712 Hartford Avenue Fullerton CA 92835-3034	Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Shares	Acquisiton	2012-06-01	32	$36.61	5,810	No	4	A	Direct
Common Shares	Acquisiton	2012-08-10	750	$25.55	6,560	No	4	M	Direct
Common Shares	Acquisiton	2012-08-10	750	$25.92	7,310	No	4	M	Direct
Common Shares	Acquisiton	2012-08-10	750	$33.73	8,060	No	4	M	Direct
Common Shares	Acquisiton	2012-08-10	750	$38.62	8,810	No	4	M	Direct
Common Shares	Acquisiton	2012-08-10	3,552	$36.89	12,362	No	4	M	Direct
Common Shares	Acquisiton	2012-08-10	2,887	$34.11	15,249	No	4	M	Direct
Common Shares	Acquisiton	2012-08-10	6,200	$34.57	21,449	No	4	M	Direct
Common Shares	Acquisiton	2012-08-10	1,874	$33.36	23,323	No	4	M	Direct
Common Shares	Disposition	2012-08-10	100	$43.22	23,223	No	4	S	Direct
Common Shares	Disposition	2012-08-10	100	$43.29	23,123	No	4	S	Direct
Common Shares	Disposition	2012-08-10	1,000	$43.32	22,123	No	4	S	Direct
Common Shares	Disposition	2012-08-10	2,800	$43.34	19,323	No	4	S	Direct
Common Shares	Disposition	2012-08-10	2,400	$43.35	16,923	No	4	S	Direct
Common Shares	Disposition	2012-08-10	600	$43.36	16,323	No	4	S	Direct
Common Shares	Disposition	2012-08-10	4,400	$43.37	11,923	No	4	S	Direct
Common Shares	Disposition	2012-08-10	800	$43.38	11,123	No	4	S	Direct
Common Shares	Disposition	2012-08-10	600	$43.47	10,523	No	4	S	Direct
Common Shares	Disposition	2012-08-10	200	$43.48	10,323	No	4	S	Direct
Common Shares	Disposition	2012-08-10	100	$43.50	10,223	No	4	S	Direct
Common Shares	Disposition	2012-08-10	200	$43.52	10,023	No	4	S	Direct
Common Shares	Disposition	2012-08-10	500	$43.53	9,523	No	4	S	Direct
Common Shares	Disposition	2012-08-10	350	$43.54	9,173	No	4	S	Direct
Common Shares	Disposition	2012-08-10	200	$43.56	8,973	No	4	S	Direct
Common Shares	Disposition	2012-08-10	100	$43.57	8,873	No	4	S	Direct
Common Shares	Disposition	2012-08-10	1,300	$43.58	7,573	No	4	S	Direct
Common Shares	Disposition	2012-08-10	300	$43.59	7,273	No	4	S	Direct
Common Shares	Disposition	2012-08-10	100	$43.63	7,173	No	4	S	Direct
Common Shares	Disposition	2012-08-10	100	$43.64	7,073	No	4	S	Direct
Common Shares	Disposition	2012-08-10	25	$43.65	7,048	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Shares	Employee Stock Option (Right to Buy)	Disposition	2012-08-10	750	$0.00	750	$25.55
Common Shares	Employee Stock Option (Right to Buy)	Disposition	2012-08-10	750	$0.00	750	$25.92
Common Shares	Employee Stock Option (Right to Buy)	Disposition	2012-08-10	750	$0.00	750	$33.73
Common Shares	Employee Stock Option (Right to Buy)	Disposition	2012-08-10	750	$0.00	750	$38.62
Common Shares	Employee Stock Option (Right to Buy)	Disposition	2012-08-10	3,552	$0.00	3,552	$36.89
Common Shares	Employee Stock Option (Right to Buy)	Disposition	2012-08-10	2,887	$0.00	2,887	$34.11
Common Shares	Employee Stock Option (Right to Buy)	Disposition	2012-08-10	6,200	$0.00	6,200	$34.57
Common Shares	Employee Stock Option (Right to Buy)	Disposition	2012-08-10	1,874	$0.00	1,874	$33.36

Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2005-02-01	2014-02-01	No	4	M	Direct
2006-01-02	2015-01-02	No	4	M	Direct
2007-01-29	2016-01-29	No	4	M	Direct
2008-01-01	2007-01-01	No	4	M	Direct
2008-05-20	2017-05-20	No	4	M	Direct
2009-01-27	2008-01-27	No	4	M	Direct
2010-01-29	2009-01-29	No	4	M	Direct
2011-01-31	2010-01-31	No	4	M	Direct

Footnotes

DER units credited on 6/1/2012 as dividend at FMV