Filing Details
- Accession Number:
- 0001181431-12-045540
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-14 19:21:39
- Reporting Period:
- 2012-08-10
- Filing Date:
- 2012-08-14
- Accepted Time:
- 2012-08-14 19:21:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184070 | B James Gallagher | 15786 Pistachio Street Chino Hills CA 91709 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2012-06-01 | 32 | $36.61 | 9,891 | No | 4 | A | Direct | |
Common Shares | Acquisiton | 2012-08-10 | 9,075 | $25.55 | 18,966 | No | 4 | M | Direct | |
Common Shares | Acquisiton | 2012-08-10 | 9,075 | $25.92 | 28,041 | No | 4 | M | Direct | |
Common Shares | Disposition | 2012-08-10 | 100 | $43.16 | 27,941 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-10 | 100 | $43.22 | 27,841 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-10 | 100 | $43.24 | 27,741 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-10 | 100 | $43.36 | 27,641 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-10 | 100 | $43.37 | 27,541 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-10 | 100 | $43.41 | 27,441 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-10 | 100 | $43.45 | 27,341 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-10 | 100 | $43.46 | 27,241 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-10 | 100 | $43.47 | 27,141 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-10 | 100 | $43.48 | 27,041 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-10 | 90 | $43.49 | 26,951 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-10 | 200 | $43.50 | 26,751 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-10 | 300 | $43.51 | 26,451 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-10 | 200 | $43.52 | 26,251 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-10 | 210 | $43.53 | 26,041 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-10 | 300 | $43.55 | 25,741 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-10 | 100 | $43.56 | 25,641 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-10 | 200 | $43.58 | 25,441 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-10 | 200 | $43.59 | 25,241 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-10 | 500 | $43.60 | 24,741 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-10 | 100 | $43.61 | 24,641 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-10 | 100 | $43.62 | 24,541 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-10 | 500 | $43.63 | 24,041 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-10 | 300 | $43.64 | 23,741 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-10 | 700 | $43.65 | 23,041 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-10 | 697 | $43.66 | 22,344 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-08-10 | 203 | $43.67 | 22,141 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-10 | 9,075 | $0.00 | 9,075 | $25.55 |
Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-10 | 9,075 | $0.00 | 9,075 | $25.92 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-02-01 | 2014-02-01 | No | 4 | M | Direct |
0 | 2006-01-02 | 2015-01-02 | No | 4 | M | Direct |
Footnotes
- DER units credited on 6/1/2012 as dividend at FMV