Filing Details
- Accession Number:
- 0001127602-12-024425
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-14 17:44:18
- Reporting Period:
- 2012-08-10
- Filing Date:
- 2012-08-14
- Accepted Time:
- 2012-08-14 17:44:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
86312 | Travelers Companies Inc. | TRV | Fire, Marine & Casualty Insurance (6331) | 410518860 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201696 | S Jay Fishman | The Travelers Companies, Inc. 385 Washington Street St. Paul MN 55102 | Chairman & Chief Exec. Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-08-10 | 25,000 | $63.69 | 433,511 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-08-10 | 250,000 | $42.88 | 683,511 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-10 | 250,000 | $63.69 | 433,511 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2012-08-10 | 250,000 | $0.00 | 250,000 | $42.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-02-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,299 | Indirect | 401(k) Plan |
Common Stock | 288 | Indirect | By Children's 12-year Trust |
Common Stock | 60,000 | Indirect | In Trust |
Footnotes
- These sale and exercise transactions were made pursuant to trading instructions entered into in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934 and previously disclosed in the Issuer's most recent Form 10-K and Form 10-Q filed by the Issuer with the Securities and Exchange Commission.
- Represents the weighted average sales price for price increments ranging from $63.42 to $64.08. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects a previous transfer of 40,000 shares from the Reporting Person's grantor retained annuity trust to his direct holdings in satisfaction of an annuity payment, thereby changing the form of his ownership of those shares from indirect to direct.
- Represents the weighted average sales price for price increments ranging from $63.40 to $64.08. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The Reporting Person disclaims beneficial ownership of these shares.
- This stock option became exercisable in four equal annual installments, commencing one year after the date of grant in 2004.