Filing Details
- Accession Number:
- 0001181431-12-045456
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-14 16:34:54
- Reporting Period:
- 2012-08-10
- Filing Date:
- 2012-08-14
- Accepted Time:
- 2012-08-14 16:34:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1304194 | K Bryan Switzer | 630 E Foothill Blvd San Dimas CA 91773 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2012-06-01 | 32 | $36.61 | 7,584 | No | 4 | A | Direct | |
| Common Shares | Acquisiton | 2012-08-10 | 2,894 | $33.73 | 10,478 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2012-08-10 | 4,302 | $38.62 | 14,780 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2012-08-10 | 2,887 | $34.11 | 17,667 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2012-08-10 | 6,200 | $34.57 | 23,867 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2012-08-10 | 1,874 | $33.36 | 25,741 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2012-08-10 | 500 | $43.14 | 25,241 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-10 | 804 | $43.15 | 24,437 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-10 | 1,000 | $43.16 | 23,437 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-10 | 396 | $43.17 | 23,041 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-10 | 1,500 | $43.18 | 21,541 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-10 | 1,100 | $43.19 | 20,441 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-10 | 600 | $43.20 | 19,841 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-10 | 2,000 | $43.21 | 17,841 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-10 | 250 | $43.22 | 17,591 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-10 | 397 | $43.23 | 17,194 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-10 | 100 | $43.24 | 17,094 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-10 | 907 | $43.25 | 16,187 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-10 | 400 | $43.30 | 15,787 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-10 | 300 | $43.31 | 15,487 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-10 | 500 | $43.32 | 14,987 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-10 | 100 | $43.33 | 14,887 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-10 | 400 | $43.34 | 14,487 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-10 | 1,100 | $43.35 | 13,387 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-10 | 200 | $43.36 | 13,187 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-10 | 100 | $43.38 | 13,087 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-10 | 200 | $43.47 | 12,887 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-10 | 100 | $43.48 | 12,787 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-10 | 203 | $43.57 | 12,584 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-10 | 300 | $43.58 | 12,284 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-10 | 2,894 | $0.00 | 2,894 | $33.73 |
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-10 | 4,302 | $0.00 | 4,302 | $38.62 |
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-10 | 2,887 | $0.00 | 2,887 | $34.11 |
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-10 | 6,200 | $0.00 | 6,200 | $34.57 |
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-10 | 1,874 | $0.00 | 1,874 | $33.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-01-29 | 2016-01-29 | No | 4 | M | Direct |
| 0 | 2008-01-01 | 2017-01-01 | No | 4 | M | Direct |
| 0 | 2009-01-27 | 2018-01-27 | No | 4 | M | Direct |
| 0 | 2010-01-29 | 2019-01-29 | No | 4 | M | Direct |
| 0 | 2011-01-31 | 2020-01-31 | No | 4 | M | Direct |
Footnotes
- DER units credited on 6/1/2012 as dividend at FMV
Billionaire Hedge Funds
