Filing Details
- Accession Number:
- 0001365555-12-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-14 14:52:00
- Reporting Period:
- 2012-08-14
- Filing Date:
- 2012-08-14
- Accepted Time:
- 2012-08-14 14:52:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1365555 | Amtrust Financial Services Inc. | AFSI | Fire, Marine & Casualty Insurance (6331) | 043106389 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1380886 | J Michael Saxon | C/O Amtrust Financial Services, Inc. 59 Maiden Lane, 6Th Floor New York NY 10038 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-14 | 12,000 | $7.00 | 94,107 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-14 | 5,171 | $29.03 | 88,936 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-14 | 1,625 | $28.97 | 87,311 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2012-08-14 | 12,000 | $0.00 | 12,000 | $7.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
209,465 | 2007-02-09 | 2016-02-09 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Saxon on September 19, 2011.
- Shares sold to satisfy income tax withholding liabilities and payment of the option exercise price.