Filing Details
- Accession Number:
- 0001053352-12-000093
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-14 12:53:12
- Reporting Period:
- 2012-08-10
- Filing Date:
- 2012-08-14
- Accepted Time:
- 2012-08-14 12:53:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1053352 | Heritage Commerce Corp | HTBK | State Commercial Banks (6022) | 770469558 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1222687 | Jr Del William Biaggio | 150 Almaden Boulevard San Jose CA 95113 | Business Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Heritage Commerce Corp - Common Stock | Disposition | 2012-08-10 | 669 | $6.37 | 82,280 | No | 4 | S | Direct | |
| Heritage Commerce Corp - Common Stock | Disposition | 2012-08-10 | 4,331 | $6.32 | 77,949 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Heritage Commerce Corp - Common Stock | 49,000 | Indirect | Indirect by Trust |
| Heritage Commerce Corp - Common Stock | 5,716 | Indirect | Indirect by spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Heritage Commerce Corp - Common Stock | Incentive Stock Option (right to buy) | $23.85 | 2006-08-03 | 2016-08-03 | 4,192 | 4,192 | Direct |
| Heritage Commerce Corp - Common Stock | Incentive Stock Option (right to buy) | $23.89 | 2007-05-04 | 2017-05-04 | 3,859 | 3,859 | Direct |
| Heritage Commerce Corp - Common Stock | Non-Qualified Stock Option (right to buy) | $6.39 | 2012-05-01 | 2022-05-01 | 5,000 | 5,000 | Direct |
| Heritage Commerce Corp - Common Stock | Non-Qualified Stock Option (right to buy) | $8.50 | 2002-10-25 | 2012-10-24 | 7,500 | 7,500 | Direct |
| Heritage Commerce Corp - Common Stock | Non-Qualified Stock Option (right to buy) | $11.21 | 1998-09-17 | 2008-09-17 | 6,600 | 6,600 | Direct |
| Heritage Commerce Corp - Common Stock | Non-Qualified Stock Option (right to buy) | $14.09 | 1999-12-16 | 2009-12-16 | 3,300 | 3,300 | Direct |
| Heritage Commerce Corp - Common Stock | Non-Qualified Stock Option (right to buy) | $18.01 | 2005-05-26 | 2015-05-26 | 2,500 | 2,500 | Direct |
| Heritage Commerce Corp - Common Stock | Non-Qualified Stock Option (right to buy) | $23.85 | 2006-08-03 | 2016-08-03 | 1,308 | 1,308 | Direct |
| Heritage Commerce Corp - Common Stock | Non-Qualified Stock Option (right to buy) | $23.89 | 2007-05-04 | 2017-05-04 | 3,141 | 3,141 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-08-03 | 4,192 | 4,192 | Direct |
| 2017-05-04 | 3,859 | 3,859 | Direct |
| 2022-05-01 | 5,000 | 5,000 | Direct |
| 2012-10-24 | 7,500 | 7,500 | Direct |
| 2008-09-17 | 6,600 | 6,600 | Direct |
| 2009-12-16 | 3,300 | 3,300 | Direct |
| 2015-05-26 | 2,500 | 2,500 | Direct |
| 2016-08-03 | 1,308 | 1,308 | Direct |
| 2017-05-04 | 3,141 | 3,141 | Direct |
Footnotes
- Stock option vests daily in four years.
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