Filing Details
- Accession Number:
- 0001209191-12-041506
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-13 19:00:59
- Reporting Period:
- 2012-08-09
- Filing Date:
- 2012-08-13
- Accepted Time:
- 2012-08-13 19:00:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1383729 | Fusion-Io Inc. | FIO | Computer Storage Devices (3572) | 204232255 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1521966 | C. Rick White | C/O Fusion-Io, Inc. 2855 E. Cottonwood Pkwy, Suite 100 Salt Lake City UT 84121 | Chief Marketing Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-08-09 | 75,600 | $21.20 | 2,937,087 | No | 4 | S | Indirect | by West Coast VC, LLC |
| Common Stock | Disposition | 2012-08-09 | 4,400 | $21.82 | 2,932,687 | No | 4 | S | Indirect | by West Coast VC, LLC |
| Common Stock | Acquisiton | 2012-08-09 | 80,000 | $0.65 | 80,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-09 | 75,700 | $21.20 | 4,300 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-08-09 | 4,300 | $21.83 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-08-10 | 8,711 | $26.84 | 2,923,976 | No | 4 | S | Indirect | by West Coast VC, LLC |
| Common Stock | Disposition | 2012-08-10 | 7,254 | $27.15 | 2,916,722 | No | 4 | S | Indirect | by West Coast VC, LLC |
| Common Stock | Acquisiton | 2012-08-10 | 15,957 | $0.65 | 15,957 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-10 | 6,864 | $26.80 | 9,093 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-08-10 | 9,093 | $27.13 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | by West Coast VC, LLC |
| No | 4 | S | Indirect | by West Coast VC, LLC |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | by West Coast VC, LLC |
| No | 4 | S | Indirect | by West Coast VC, LLC |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option (right to buy) | Disposition | 2012-08-09 | 80,000 | $0.00 | 80,000 | $0.65 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2012-08-10 | 15,957 | $0.00 | 15,957 | $0.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,546,562 | 2019-06-01 | No | 4 | M | Direct | |
| 1,530,605 | 2019-06-01 | No | 4 | M | Direct |
Footnotes
- Pursuant to a Rule 10b5-1 trading plan established by West Coast VC, LLC.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $20.71 per share to $21.70 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- West Coast VC, LLC is indirectly owned by Mr. White and his spouse. Mr. White disclaims beneficial ownership of the shares held by West Coast VC, LLC except as to the extent of his pecuniary interest therein.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $21.71 per share to $22.10 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $21.71 per share to $22.08 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $26.04 per share to $27.03 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $27.04 per share to $27.39 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $26.00 per share to $26.99 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $27.00 per share to $27.44 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- 1/48 of the shares subject to the option become vested and exercisable each month from April 3, 2009, subject to the Reporting Person's continued service to the Issuer.
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