Filing Details
- Accession Number:
- 0001534158-12-000163
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-13 18:59:07
- Reporting Period:
- 2012-08-09
- Filing Date:
- 2012-08-13
- Accepted Time:
- 2012-08-13 18:59:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122976 | Polyone Corp | POL | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 341730488 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1229313 | D Stephen Newlin | Polyone Center 33587 Walker Road Avon Lake OH 44012 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-09 | 286,800 | $6.77 | 722,804 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-09 | 190,011 | $15.97 | 532,793 | No | 4 | D | Direct | |
Common Stock | Disposition | 2012-08-13 | 54,070 | $15.68 | 478,723 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2012-08-09 | 286,800 | $0.00 | 286,800 | $6.77 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-03-05 | No | 4 | M | Direct |
Footnotes
- The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- The sale price is a weighted average for the sale transactions. The sales prices range from a low of $15.54 per share to a high of $15.79 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.
- The stock appreciation rights vest in three equal annual installments beginning March 6, 2009.