Filing Details
- Accession Number:
- 0001127602-12-024310
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-13 16:21:38
- Reporting Period:
- 2012-08-13
- Filing Date:
- 2012-08-13
- Accepted Time:
- 2012-08-13 16:21:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1051741 | First Niagara Financial Group Inc | FNFG | National Commercial Banks (6021) | 161545669 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1496282 | R Mark Rendulic | 726 Exchange Street Suite 618 Buffalo NY 14210 | Evp, Retail Banking | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-13 | 7,500 | $8.09 | 47,445 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,196 | Indirect | By 401k |
Common Stock | 434 | Indirect | By ESOP |
Series B Nonconvertible Preferred Stock | 1,000 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option (Right to Buy) | $9.84 | 2013-03-30 | 2022-03-30 | 35,046 | 35,046 | Direct |
Common Stock | Non-qualified Stock Option (Right to Buy) | $13.79 | 2012-01-24 | 2021-01-24 | 19,536 | 19,536 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-03-30 | 35,046 | 35,046 | Direct |
2021-01-24 | 19,536 | 19,536 | Direct |