Filing Details
- Accession Number:
- 0001225208-12-017646
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-13 12:51:04
- Reporting Period:
- 2012-08-09
- Filing Date:
- 2012-08-13
- Accepted Time:
- 2012-08-13 12:51:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
823768 | Waste Management Inc | WM | Refuse Systems (4953) | 731309529 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1315387 | A David Aardsma | 1001 Fannin Street Suite 4000 Houston TX 77002 | Chief Sales & Marketing Office | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-09 | 21,500 | $19.61 | 66,546 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-09 | 15,540 | $34.96 | 51,006 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock Units | Acquisiton | 2012-08-09 | 6 | $0.00 | 6 | $0.00 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-08-09 | 21,500 | $19.61 | 21,500 | $19.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,705 | 1988-08-08 | 1988-08-08 | No | 4 | A | Direct |
0 | 2013-03-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 75 | Indirect | By 401(k) Plan |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $34.95 to $34.99. The price reported above reflects the weighted average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Phantom stock units accrued under the Waste Management, Inc. 409A Deferral Savings Plan, a supplemental retirement savings plan. A phantom stock unit is equivalent to one share of Common Stock.
- Participant's Company stock fund account on any given date may not exactly equal the number of share equivalents represented by a prior balance plus additions due to variables affecting the determination of Company stock fund unit values under the Plan on any such date.
- Stock option granted pursuant to Waste Management, Inc. 2000 Stock Incentive Plan. The stock option originally vested in 25% annual increments commencing on the first anniversary of the date of the grant. The Compensation Committee of the Board of Directors accelerated the vesting of the Company's outstanding options effective December 28, 2005.