Filing Details
- Accession Number:
- 0001209191-12-041331
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-10 17:35:29
- Reporting Period:
- 2012-08-09
- Filing Date:
- 2012-08-10
- Accepted Time:
- 2012-08-10 17:35:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1175609 | Cavium Inc. | CAVM | Semiconductors & Related Devices (3674) | 770558625 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1395199 | Rajiv Khemani | C/O Cavium, Inc. 2315 N. First Street San Jose CA 95131 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-09 | 5,500 | $8.11 | 55,001 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-09 | 20,000 | $33.15 | 35,001 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option Right to Buy | Disposition | 2012-08-09 | 5,500 | $0.00 | 5,500 | $8.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
58,667 | 2006-03-22 | 2016-03-22 | No | 4 | M | Direct |
Footnotes
- The exercise price of the options ranges from $3.04 to $10.32 per share
- The sale was made under a 10b5-1 trading plan adopted by the reporting person on August 27, 2010.
- Shares were sold ranging from $33.00 per share to $33.33 per share.
- The exercisbale date of the options ranges from 03/22/2006 to 2/6/2009
- The expiration date of the options ranges from 2/7/2016 to 3/22/2016