Filing Details
- Accession Number:
- 0001209191-12-041325
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-10 17:15:21
- Reporting Period:
- 2012-08-08
- Filing Date:
- 2012-08-10
- Accepted Time:
- 2012-08-10 17:15:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1237831 | Globus Medical Inc | GMED | Surgical & Medical Instruments & Apparatus (3841) | 043744954 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1166285 | Michael Steinmetz | C/O Clarus Ventures, Llc 101 Main Street, Suite 1210 Cambridge MA 02142 | No | No | No | Yes | |
1249153 | Dennis Henner | C/O Clarus Ventures, Llc 101 Main Street, Suite 1210 Cambridge MA 02142 | No | No | No | Yes | |
1252522 | Nicholas Galakatos | C/O Clarus Ventures, Llc 101 Main Street, Suite 1210 Cambridge MA 02142 | No | No | No | Yes | |
1252523 | Robert Liptak | C/O Clarus Ventures, Llc 101 Main Street, Suite 1210 Cambridge MA 02142 | No | No | No | Yes | |
1252525 | Kurt Wheeler | C/O Clarus Ventures, Llc 101 Main Street, Suite 1210 Cambridge MA 02142 | No | No | No | Yes | |
1431403 | Nicholas Simon | C/O Clarus Ventures, Llc 101 Main Street, Suite 1210 Cambridge MA 02142 | No | No | No | Yes | |
1431441 | Clarus Ventures I, Llc | C/O Clarus Ventures, Llc 101 Main Street, Suite 1210 Cambridge MA 02142 | No | No | No | Yes | |
1431445 | Clarus Lifesciences I, L.p. | C/O Clarus Ventures, Llc 101 Main Street, Suite 1210 Cambridge MA 02142 | No | No | Yes | No | |
1505590 | Clarus Ventures I Management, L.p. | C/O Clarus Ventures, Llc 101 Main Street, Suite 1210 Cambridge MA 02142 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2012-08-08 | 7,444,168 | $0.00 | 8,048,433 | No | 4 | C | Indirect | By Fund |
Class A Common Stock | Disposition | 2012-08-08 | 804,232 | $11.16 | 7,244,201 | No | 4 | S | Indirect | By Fund |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Fund |
No | 4 | S | Indirect | By Fund |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Series E Preferred Stock | Disposition | 2012-08-08 | 7,444,168 | $0.00 | 7,444,168 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Footnotes
- The Company's Series E Preferred Stock automatically converted into the Company's Class A Common Stock on a one-for-one basis upon the closing of the Company's initial public offering and had no expiration date.
- Clarus Ventures I Management, L.P. ("Clarus I Management") as the sole general partner of Clarus Lifesciences I, L.P. (the "Fund") and Clarus Ventures I, LLC ("Clarus I GPLLC") as the sole general partner of Clarus I Management, may be deemed to beneficially own certain of the shares held of record by the Fund. Clarus I Management disclaims beneficial ownership of all shares held of record by the Fund in which Clarus I Management does not have an actual pecuniary interest. Each of Messrs. Galakatos, Henner, Liptak, Simon, Steinmetz and Wheeler, as individual Managing Directors of Clarus I GPLLC, may be deemed to beneficially own certain of the shares held of record by the Fund. Each of Clarus I GPLLC and Messrs. Galakatos, Henner, Liptak, Simon, Steinmetz and Wheeler disclaims beneficial ownership of all shares held of record by the Fund in which he does not have an actual pecuniary interest.