Filing Details

Accession Number:
0001209191-12-041325
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-10 17:15:21
Reporting Period:
2012-08-08
Filing Date:
2012-08-10
Accepted Time:
2012-08-10 17:15:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1237831 Globus Medical Inc GMED Surgical & Medical Instruments & Apparatus (3841) 043744954
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1166285 Michael Steinmetz C/O Clarus Ventures, Llc
101 Main Street, Suite 1210
Cambridge MA 02142
No No No Yes
1249153 Dennis Henner C/O Clarus Ventures, Llc
101 Main Street, Suite 1210
Cambridge MA 02142
No No No Yes
1252522 Nicholas Galakatos C/O Clarus Ventures, Llc
101 Main Street, Suite 1210
Cambridge MA 02142
No No No Yes
1252523 Robert Liptak C/O Clarus Ventures, Llc
101 Main Street, Suite 1210
Cambridge MA 02142
No No No Yes
1252525 Kurt Wheeler C/O Clarus Ventures, Llc
101 Main Street, Suite 1210
Cambridge MA 02142
No No No Yes
1431403 Nicholas Simon C/O Clarus Ventures, Llc
101 Main Street, Suite 1210
Cambridge MA 02142
No No No Yes
1431441 Clarus Ventures I, Llc C/O Clarus Ventures, Llc
101 Main Street, Suite 1210
Cambridge MA 02142
No No No Yes
1431445 Clarus Lifesciences I, L.p. C/O Clarus Ventures, Llc
101 Main Street, Suite 1210
Cambridge MA 02142
No No Yes No
1505590 Clarus Ventures I Management, L.p. C/O Clarus Ventures, Llc
101 Main Street, Suite 1210
Cambridge MA 02142
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2012-08-08 7,444,168 $0.00 8,048,433 No 4 C Indirect By Fund
Class A Common Stock Disposition 2012-08-08 804,232 $11.16 7,244,201 No 4 S Indirect By Fund
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Fund
No 4 S Indirect By Fund
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Series E Preferred Stock Disposition 2012-08-08 7,444,168 $0.00 7,444,168 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. The Company's Series E Preferred Stock automatically converted into the Company's Class A Common Stock on a one-for-one basis upon the closing of the Company's initial public offering and had no expiration date.
  2. Clarus Ventures I Management, L.P. ("Clarus I Management") as the sole general partner of Clarus Lifesciences I, L.P. (the "Fund") and Clarus Ventures I, LLC ("Clarus I GPLLC") as the sole general partner of Clarus I Management, may be deemed to beneficially own certain of the shares held of record by the Fund. Clarus I Management disclaims beneficial ownership of all shares held of record by the Fund in which Clarus I Management does not have an actual pecuniary interest. Each of Messrs. Galakatos, Henner, Liptak, Simon, Steinmetz and Wheeler, as individual Managing Directors of Clarus I GPLLC, may be deemed to beneficially own certain of the shares held of record by the Fund. Each of Clarus I GPLLC and Messrs. Galakatos, Henner, Liptak, Simon, Steinmetz and Wheeler disclaims beneficial ownership of all shares held of record by the Fund in which he does not have an actual pecuniary interest.