Filing Details

Accession Number:
0001209191-12-041316
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-10 17:08:15
Reporting Period:
2012-08-08
Filing Date:
2012-08-10
Accepted Time:
2012-08-10 17:08:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1237831 Globus Medical Inc GMED Surgical & Medical Instruments & Apparatus (3841) 043744954
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1555391 C David Paul Valley Forge Business Center
2560 General Armistead Avenue
Audubon PA 19403
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2012-08-08 3,039,385 $0.00 3,039,385 No 4 C Direct
Class A Common Stock Disposition 2012-08-08 3,039,385 $11.16 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2012-08-08 3,039,385 $0.00 3,039,385 $0.00
Class A Common Stock Stock Option (Right to Buy Class A Common Stock) Acquisiton 2012-08-08 18,461 $0.00 18,461 $4.88
Class A Common Stock Stock Option (Right to Buy Class A Common Stock) Acquisiton 2012-08-08 18,461 $0.00 18,461 $11.87
Class A Common Stock Stock Option (Right to Buy Class A Common Stock Acquisiton 2012-08-08 18,461 $0.00 18,461 $10.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
24,993,920 No 4 C Direct
18,461 2019-08-06 No 5 J Direct
18,461 2020-06-16 No 5 J Direct
18,461 2021-10-27 No 5 J Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 2,383,636 2,383,636 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2,383,636 2,383,636 Indirect
Footnotes
  1. The Company's Class B Common Stock automatically converted into the Company's Class A Common Stock on a one-for-one basis upon the sale of the shares and has no expiration date.
  2. From the date of acquisition, the Company's Class B Common Stock converts into the Company's Class A Common Stock on a one-for-one basis (i) at the option of the holder, (ii) upon certain transfers, (iii) upon the closing of the Company's initial public offering if at that time the Company's Class B Common Stock that the holder beneficially owns is less than 10% of the aggregate number of all outstanding shares of the Company's common stock, and (iv) immediately if, at any time following the initial public offering of the Company's common stock, the Company's Class B Common Stock that the holder beneficially owns represents less than 5% of all outstanding shares of the Company's common stock.
  3. Initially the stock option provided a right to buy the Company's Class C Common Stock. Upon the closing of the Company's initial public offering, all shares of the Company's Class C Common Stock automatically converted into shares of the Company's Class A Common Stock on a one-for-one basis. As a result, this stock option automatically converted into a right to buy the Company's Class A Common Stock.
  4. These options were granted on August 6, 2009, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2010, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
  5. These options were granted on June 16, 2010, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2011, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
  6. These options were granted on October 27, 2011, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2012, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.