Filing Details
- Accession Number:
- 0001181431-12-044989
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-10 17:02:00
- Reporting Period:
- 2012-08-08
- Filing Date:
- 2012-08-10
- Accepted Time:
- 2012-08-10 17:02:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1301106 | National Interstate Corp | NATL | Fire, Marine & Casualty Insurance (6331) | 341607394 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1306485 | E Terry Phillips | 3250 Interstate Drive Richfield OH 44286 | Senior Vp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares ($0.01 Par Value) | Acquisiton | 2012-08-08 | 5,000 | $19.79 | 74,965 | No | 4 | M | Direct | |
| Common Shares ($0.01 Par Value) | Disposition | 2012-08-08 | 5,000 | $24.01 | 69,965 | No | 4 | S | Direct | |
| Common Shares ($0.01 Par Value) | Acquisiton | 2012-08-09 | 2,298 | $19.79 | 72,263 | No | 4 | M | Direct | |
| Common Shares ($0.01 Par Value) | Disposition | 2012-08-09 | 2,298 | $24.01 | 69,965 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares ($0.01 Par Value) | Option (Right to Buy) | Disposition | 2012-08-08 | 5,000 | $0.00 | 5,000 | $19.79 |
| Common Shares ($0.01 Par Value) | Option (Right to Buy) | Disposition | 2012-08-09 | 2,298 | $0.00 | 2,298 | $19.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,947 | 2009-01-01 | 2015-08-15 | No | 4 | M | Direct |
| 12,649 | 2010-01-01 | 2015-08-15 | No | 4 | M | Direct |
Footnotes
- The price reported represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.30. The reporting person undertakes to provide to National Interstate Corporation ("NATL"), any security holder of NATL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- The price reported represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.07. The reporting person undertakes to provide to National Interstate Corporation ("NATL"), any security holder of NATL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
