Filing Details
- Accession Number:
- 0001209191-12-041307
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-10 17:00:13
- Reporting Period:
- 2012-08-08
- Filing Date:
- 2012-08-10
- Accepted Time:
- 2012-08-10 17:00:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1237831 | Globus Medical Inc | GMED | Surgical & Medical Instruments & Apparatus (3841) | 043744954 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1252523 | Robert Liptak | Valley Forge Business Center 2560 General Armistead Avenue Audubon PA 19403 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2012-08-08 | 7,444,168 | $0.00 | 8,048,433 | No | 4 | C | Indirect | By L.P. |
Class A Common Stock | Disposition | 2012-08-08 | 804,232 | $11.16 | 7,244,201 | No | 4 | S | Indirect | By L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By L.P. |
No | 4 | S | Indirect | By L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Series E Preferred Stock | Disposition | 2012-08-08 | 7,444,168 | $0.00 | 7,444,168 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Footnotes
- The Company's Series E Preferred Stock automatically converted into the Company's Class A Common Stock on a one-for-one basis upon the closing of the Company's initial public offering and had no expiration date.
- Clarus Ventures I Management, L.P. ("Clarus I Management") is the sole general partner of Clarus Lifesciences I, L.P. and Clarus Ventures I, LLC ("Clarus I GPLLC") is the sole general partner of Clarus I Management. Mr. Liptak is a managing director of Clarus I GPLLC. As a managing director of Clarus I GPLLC, Mr. Liptak has shared voting and disposition power related to these shares and disclaims beneficial ownership of these shares.