Filing Details

Accession Number:
0001209191-12-041302
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-10 16:53:52
Reporting Period:
2012-08-08
Filing Date:
2012-08-10
Accepted Time:
2012-08-10 16:53:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1237831 Globus Medical Inc GMED Surgical & Medical Instruments & Apparatus (3841) 043744954
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1555268 D David Davidar Valley Forge Business Center
2560 General Armistead Avenue
Audubon PA 19403
Vice President, Operations Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2012-08-08 1,141,157 $0.00 1,141,157 No 4 C Direct
Class A Common Stock Disposition 2012-08-08 103,809 $11.16 1,037,348 No 4 S Direct
Class A Common Stock Acquisiton 2012-08-08 465,894 $0.00 465,894 No 4 C Indirect By Davidar 2009 Grantor Retained Annuity Trust U/A 8/6/09
Class A Common Stock Disposition 2012-08-08 63,076 $11.16 0 No 4 S Indirect By the Berachah Foundation
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 C Indirect By Davidar 2009 Grantor Retained Annuity Trust U/A 8/6/09
No 4 S Indirect By the Berachah Foundation
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2012-08-08 1,141,157 $0.00 1,141,157 $0.00
Class A Common Stock Class B Common Stock Disposition 2012-08-08 465,894 $0.00 465,894 $0.00
Class A Common Stock Stock Option (Right to Buy Class A Common Stock) Acquisiton 2012-08-08 18,461 $0.00 18,461 $4.88
Class A Common Stock Stock Option (Right to Buy Class A Common Stock) Acquisiton 2012-08-08 18,461 $0.00 18,461 $11.87
Class A Common Stock Stock Option (Right to Buy Class A Common Stock) Acquisiton 2012-08-08 18,461 $0.00 18,461 $10.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Indirect
18,461 2019-08-06 No 5 J Direct
18,461 2020-06-16 No 5 J Direct
18,461 2021-10-27 No 5 J Direct
Footnotes
  1. The Company's Class B Common Stock automatically converted into the Company's Class A Common Stock on a one-for-one basis upon the closing of the Company's initial public offering and had no expiration date.
  2. Mr. Davidar has voting and disposition power related to these shares and disclaims beneficial ownership of these shares, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purposes of Section 16 or for any other purpose.
  3. Initially the stock option provided a right to buy the Company's Class C Common Stock. Upon the closing of the Company's initial public offering, all shares of the Company's Class C Common Stock automatically converted into shares of the Company's Class A Common Stock on a one-for-one basis. As a result, this stock option automatically converted into a right to buy the Company's Class A Common Stock.
  4. These options were granted on August 6, 2009, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2010, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
  5. These options were granted on June 16, 2010, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2011, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
  6. These options were granted on October 27, 2011, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2012, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.