Filing Details
- Accession Number:
- 0001209191-12-041302
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-10 16:53:52
- Reporting Period:
- 2012-08-08
- Filing Date:
- 2012-08-10
- Accepted Time:
- 2012-08-10 16:53:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1237831 | Globus Medical Inc | GMED | Surgical & Medical Instruments & Apparatus (3841) | 043744954 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1555268 | D David Davidar | Valley Forge Business Center 2560 General Armistead Avenue Audubon PA 19403 | Vice President, Operations | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2012-08-08 | 1,141,157 | $0.00 | 1,141,157 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2012-08-08 | 103,809 | $11.16 | 1,037,348 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2012-08-08 | 465,894 | $0.00 | 465,894 | No | 4 | C | Indirect | By Davidar 2009 Grantor Retained Annuity Trust U/A 8/6/09 |
Class A Common Stock | Disposition | 2012-08-08 | 63,076 | $11.16 | 0 | No | 4 | S | Indirect | By the Berachah Foundation |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Indirect | By Davidar 2009 Grantor Retained Annuity Trust U/A 8/6/09 |
No | 4 | S | Indirect | By the Berachah Foundation |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2012-08-08 | 1,141,157 | $0.00 | 1,141,157 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2012-08-08 | 465,894 | $0.00 | 465,894 | $0.00 |
Class A Common Stock | Stock Option (Right to Buy Class A Common Stock) | Acquisiton | 2012-08-08 | 18,461 | $0.00 | 18,461 | $4.88 |
Class A Common Stock | Stock Option (Right to Buy Class A Common Stock) | Acquisiton | 2012-08-08 | 18,461 | $0.00 | 18,461 | $11.87 |
Class A Common Stock | Stock Option (Right to Buy Class A Common Stock) | Acquisiton | 2012-08-08 | 18,461 | $0.00 | 18,461 | $10.66 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Indirect | ||
18,461 | 2019-08-06 | No | 5 | J | Direct | |
18,461 | 2020-06-16 | No | 5 | J | Direct | |
18,461 | 2021-10-27 | No | 5 | J | Direct |
Footnotes
- The Company's Class B Common Stock automatically converted into the Company's Class A Common Stock on a one-for-one basis upon the closing of the Company's initial public offering and had no expiration date.
- Mr. Davidar has voting and disposition power related to these shares and disclaims beneficial ownership of these shares, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purposes of Section 16 or for any other purpose.
- Initially the stock option provided a right to buy the Company's Class C Common Stock. Upon the closing of the Company's initial public offering, all shares of the Company's Class C Common Stock automatically converted into shares of the Company's Class A Common Stock on a one-for-one basis. As a result, this stock option automatically converted into a right to buy the Company's Class A Common Stock.
- These options were granted on August 6, 2009, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2010, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- These options were granted on June 16, 2010, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2011, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- These options were granted on October 27, 2011, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2012, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.