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Filing Details

Accession Number:: 0001179110-12-012661
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-08-09 20:27:18
Reporting Period:: 2012-08-09

Filing Date:: 2012-08-09
Accepted Time:: 2012-08-09 20:27:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1386926	Kkr Financial Holdings Llc	KFN	Finance Services (6199)	113801844

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1192055	Paul Hazen	C/O Kkr Financial Holdings Llc 555 California Street, 50Th Floor San Francisco CA 94104		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Acquisiton	2012-08-08	63,737	$9.16	651,043	No	4	P	Direct
Common Shares	Acquisiton	2012-08-09	46,263	$9.16	697,306	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Shares	Phantom Shares	Acquisiton	2012-08-09	12,958	$9.26	12,958	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
12,958			No	4	A	Direct

Footnotes

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.075 to $9.19 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.10 to $9.19 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2.
Consists of 640,989 common shares held directly by Mr. Hazen and an aggregate of 56,317 common shares held directly by trusts for which Mr. Hazen is an investment advisor and therefore may be deemed to have beneficial ownership of such shares. Mr. Hazen disclaims any beneficial ownership in the common shares held by these trusts.
Each phantom share is the economic equivalent of one common share. The phantom shares become payable, in cash or common shares, at the election of the Company, upon the earlier of (i) the first day of January following the reporting person's termination of service as a director or (ii) an election date pre-selected by the reporting person, and in any event in cash or common shares, at the election of the reporting person, upon the occurence of a change in control of the Company.