Filing Details

Accession Number:
0001127602-12-024190
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-09 17:06:53
Reporting Period:
2012-08-07
Filing Date:
2012-08-09
Accepted Time:
2012-08-09 17:06:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
7332 Southwestern Energy Co SWN Crude Petroleum & Natural Gas (1311) 710205415
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1103813 D Gregory Kerley Suite 125
2350 N. Sam Houston Parkway East
Houston TX 77032
Executive Vice President & Cfo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-07 152,076 $1.43 1,270,820 No 4 M Indirect by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust
Common Stock Disposition 2012-08-07 152,076 $31.25 1,118,744 No 4 S Indirect by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust
Common Stock Acquisiton 2012-08-07 41,785 $17.75 1,160,529 No 4 M Indirect by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust
Common Stock Disposition 2012-08-07 41,785 $31.25 1,118,744 No 4 S Indirect by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust
Common Stock Acquisiton 2012-08-07 204 $30.95 25,720 No 5 J Indirect By 401(k) Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust
No 4 S Indirect by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust
No 4 M Indirect by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust
No 4 S Indirect by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust
No 5 J Indirect By 401(k) Plan
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2012-08-07 152,076 $0.00 152,076 $1.44
Common Stock Stock Options (Right to Buy) Disposition 2012-08-07 41,785 $0.00 41,785 $17.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2003-12-11 2012-12-11 No 4 M Direct
0 2006-12-08 2012-12-08 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 86,828 Direct
Common Stock 1,994 Indirect By JGH Irrevocable Trust; Greg D. Kerley, Grantor
Common Stock 1,475 Indirect By PAK Irrevocable Trust; Greg D. Kerley, Grantor
Common Stock 1,475 Indirect By TMH Irrevocable Trust; Greg D. Kerley, Grantor
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (Right to Buy) $2.65 2004-12-10 2013-12-10 216,718 216,718 Direct
Common Stock Stock Options (Right to Buy) $20.34 2007-12-11 2013-12-11 38,783 38,783 Direct
Common Stock Stock Options (Right to Buy) $27.18 2008-12-13 2014-12-13 40,201 40,201 Direct
Common Stock Stock Options (Right to Buy) $30.68 2009-12-11 2015-12-11 31,610 31,610 Direct
Common Stock Stock Options (Right to Buy) $36.22 2011-12-09 2017-12-09 27,760 27,760 Direct
Common Stock Stock Options (Right to Buy) $40.73 2010-12-10 2016-12-10 21,870 21,870 Direct
Common Stock Stock Options (Right to Buy) $36.87 2012-12-08 2018-12-08 29,270 29,270 Direct
Common Stock Phantom Stock $0.00 51,590 51,590 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-12-10 216,718 216,718 Direct
2013-12-11 38,783 38,783 Direct
2014-12-13 40,201 40,201 Direct
2015-12-11 31,610 31,610 Direct
2017-12-09 27,760 27,760 Direct
2016-12-10 21,870 21,870 Direct
2018-12-08 29,270 29,270 Direct
51,590 51,590 Direct
Footnotes
  1. The non-derivative securities indirectly owned by the Greg D. Kerley and Beth C. Kerley Joint Revocable Trust were previously reported as directly owned by the reporting person.
  2. This transaction was executed in multiple trades at prices ranging from $30.80 to $31.65. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
  3. Purchased through the Company's 401(k) plan from January 1, 2012, through August 7, 2012. The information in this report is based on a plan statement dated August 7, 2012.
  4. Each share of phantom stock, which is currently held in the Southwestern Energy Company Nonqualified Retirement Plan investment fund, represents the right to receive the economic equivalent of one share of Southwestern Energy Company common stock.
  5. Shares of phantom stock are payable in cash following termination of the reporting person's employment with Southwestern Energy Company. The reporting person may transfer his phantom stock account into an alternative investment account at any time.