Filing Details

Accession Number:
0001179110-12-012628
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-09 16:32:02
Reporting Period:
2006-01-26
Filing Date:
2012-08-09
Accepted Time:
2012-08-09 16:32:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820027 Ameriprise Financial Inc AMP Investment Advice (6282) 133180631
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1335728 Kent David Stewart General Counsel'S Office
1098 Ameriprise Financial Center
Minneapolis MN 55474
Sr Vice Pres And Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-07 23,069 $35.04 34,868 No 4 M Direct
Common Stock Acquisiton 2012-08-07 9,400 $43.66 44,268 No 4 M Direct
Common Stock Disposition 2012-08-07 29,152 $54.00 15,116 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-08-07 23,069 $0.00 23,069 $35.04
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2006-01-26 21,723 $0.00 21,723 $43.66
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-08-07 9,400 $0.00 9,400 $43.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-10-03 2015-10-02 No 4 M Direct
21,723 2016-01-27 No 4 A Direct
12,323 2010-01-26 2016-01-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 229 Indirect By 401(k) Plan
Footnotes
  1. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of August 6, 2012. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
  2. The January 26, 2006 stock option award was not previously reported on behalf of the reporting person and, therefore, is being reported on this Form 4.
  3. Options became exercisable in four equal installments beginning January 26, 2007.