Filing Details
- Accession Number:
- 0001191983-12-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-09 16:12:51
- Reporting Period:
- 2012-08-07
- Filing Date:
- 2012-08-09
- Accepted Time:
- 2012-08-09 16:12:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
817473 | American Capital Ltd | ACAS | () | 521451377 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191983 | Roland Cline | C/O American Capital, Ltd. 2 Bethesda Metro Center, 14Th Floor Bethesda MD 20814 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-07 | 13,415 | $2.51 | 33,204 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-07 | 13,415 | $10.80 | 33,204 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-08-07 | 10,326 | $2.71 | 33,204 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-07 | 10,326 | $10.80 | 33,204 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-08-07 | 13,415 | $2.15 | 33,204 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-07 | 13,415 | $10.80 | 33,204 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-08-07 | 10,126 | $3.10 | 33,204 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-07 | 10,126 | $10.80 | 33,204 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-08-07 | 3,059 | $2.96 | 33,204 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-07 | 3,059 | $10.80 | 33,204 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-08-07 | 16,636 | $2.77 | 33,204 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-07 | 16,636 | $10.80 | 33,204 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options | Disposition | 2012-08-07 | 13,415 | $0.00 | 13,415 | $2.51 |
Common Stock | Options | Disposition | 2012-08-07 | 10,326 | $0.00 | 10,326 | $2.71 |
Common Stock | Options | Disposition | 2012-08-07 | 13,415 | $0.00 | 13,415 | $2.15 |
Common Stock | Options | Disposition | 2012-08-07 | 10,126 | $0.00 | 10,126 | $3.10 |
Common Stock | Options | Disposition | 2012-08-07 | 3,059 | $0.00 | 3,059 | $2.96 |
Common Stock | Options | Disposition | 2012-08-07 | 16,636 | $0.00 | 16,636 | $2.77 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-05-27 | 2019-05-27 | No | 4 | M | Direct |
0 | 2010-06-24 | 2019-06-24 | No | 4 | M | Direct |
0 | 2010-04-25 | 2019-04-25 | No | 4 | M | Direct |
0 | 2010-07-23 | 2019-07-23 | No | 4 | M | Direct |
3,058 | 2010-08-13 | 2019-08-13 | No | 4 | M | Direct |
8,318 | 2010-11-12 | 2019-11-12 | No | 4 | M | Direct |
Footnotes
- On June 11, 2009, the company declared a stock dividend payable to all holders of record of common stock on June 22, 2009. Pursuant to the anti-dilution provisions of the Company's stock option plan, an option for 15,490 shares of common stock with an exercise price of $3.26 held by the reporting person on June 22, 2009 became exercisable for 20,123 shares of common stock with an exercise price of $2.51.
- On June 11, 2009, the company declared a stock dividend payable to all holders of record of common stock on June 22, 2009. Pursuant to the anti-dilution provisions of the Company's stock option plan, an option for 15,490 shares of common stock with an exercise price of $2.79 held by the reporting person on June 22, 2009 became exercisable for 20,123 shares of common stock with an exercise price of $2.15.