Filing Details
- Accession Number:
- 0001179110-12-012587
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-08 19:50:51
- Reporting Period:
- 2012-08-07
- Filing Date:
- 2012-08-08
- Accepted Time:
- 2012-08-08 19:50:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1032761 | Keynote Systems Inc | KEYN | Services-Business Services, Nec (7389) | 943226488 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187981 | J Donald Aoki | 777 Mariners Island Boulevard San Mateo CA 94404 | Svp, Professional Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-01-31 | 1,027 | $14.70 | 17,579 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2012-07-31 | 688 | $11.69 | 18,267 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2012-08-07 | 12,500 | $0.00 | 30,767 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-07 | 5,954 | $13.47 | 24,813 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2012-08-07 | 12,500 | $0.00 | 12,500 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-07-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 16,552 | Direct | |
Common Stock | 5,163 | Indirect | Via Trust |
Common Stock | 4,842 | Indirect | Via Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Purchase) | $11.98 | 2006-07-01 | 2015-07-01 | 30,000 | 30,000 | Direct |
Common Stock | Employee Stock Option (Right to Purchase) | $13.01 | 2005-07-16 | 2014-07-16 | 25,000 | 25,000 | Direct |
Common Stock | Employee Stock Option (Right to Purchase) | $10.31 | 2007-07-01 | 2016-07-01 | 25,000 | 25,000 | Direct |
Common Stock | Employee Stock Option (Right to Purchase) | $10.73 | 2004-07-18 | 2013-07-18 | 40,000 | 24,787 | Direct |
Common Stock | Employee Stock Option (Right to Purchase) | $12.76 | 2005-11-16 | 2014-11-16 | 25,000 | 25,000 | Direct |
Common Stock | Employee Stock Option (Right to Purchase) | $12.65 | 2009-07-07 | 2018-07-06 | 20,000 | 20,000 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 2015-07-01 | 9,750 | 9,750 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-07-01 | 30,000 | 30,000 | Direct |
2014-07-16 | 25,000 | 25,000 | Direct |
2016-07-01 | 25,000 | 25,000 | Direct |
2013-07-18 | 40,000 | 24,787 | Direct |
2014-11-16 | 25,000 | 25,000 | Direct |
2018-07-06 | 20,000 | 20,000 | Direct |
9,750 | 9,750 | Direct |
Footnotes
- Shares were purchased through qualified ESPP.
- Represents 5,163 shares held in the Aoki Family Trust. The 5,163 share balance reflects 4,211 ESPP shares tranferred to the AOKI family trust on 01/09/2012. The Reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in the shares.
- Represents 4,842 shares held by the Reporting Person as Trustee for trusts for each of his minor children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in the shares.
- Option is fully vested as of the filing of this Form 4.
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- The Restricted Stock Units will vest four years from the date of grant.
- Represents shares sold for payment of tax liability related to the Restricted Stock Units that were settled with the Reporting Person on 08/07/12.
- The Restricted Stock Units vested on 07/01/2012 and settled on 08/07/2012.
- The share balance reflects 4,211 ESPP shares transferred to the Aoki family trust on 01/09/2012.