Filing Details
- Accession Number:
- 0001140361-12-035793
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-08 18:22:02
- Reporting Period:
- 2012-08-07
- Filing Date:
- 2012-08-08
- Accepted Time:
- 2012-08-08 17:22:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1132143 | Legend International Holdings Inc | LGDI | Gold And Silver Ores (1040) | 233067904 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1477733 | Mark David Slager | 152 West 57Th Street, 9Th Floor New York NY 10019 | No | No | Yes | No | |
1542836 | Regals Fund Lp | 152 West 57Th Street, 9Th Floor New York NY 10019 | No | No | Yes | No | |
1542838 | Regals Capital Management Lp | 152 West 57Th Street 9Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-07 | 23,431,180 | $0.07 | 70,345,195 | No | 4 | P | Indirect | See |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See |
Footnotes
- Regals Capital Management LP, a Delaware limited partnership ("Regals Management"), Regals Fund LP, a Delaware limited partnership (the "Fund"), and David M. Slager ("Mr. Slager"), are the reporting persons (the "Reporting Persons") for the referenced securities. Mr. Slager is Managing Member of the general partner of Regals Management. Regals Management is the investment manager of the Fund. The shares of the issuer's common stock reported herein are held for the account of the Fund.
- As a result, each of the Reporting Persons may be deemed to be a beneficial owner of the securities owned by the Fund for purposes of Rule 16a-1(a)(1) under the Securities Exchange Act of 1934, as amended (the "Act"). Pursuant to Rule 16a-1(a)(4) under the Act, Regals Management and Mr. Slager disclaim beneficial ownership in the securities owned by the Fund except to the extent, if any, of their pecuniary interest therein.