Filing Details
- Accession Number:
- 0001225208-12-017459
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-08 15:22:33
- Reporting Period:
- 2012-08-06
- Filing Date:
- 2012-08-08
- Accepted Time:
- 2012-08-08 15:22:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350797 | Eaton Vance Corp | EV | Investment Advice (6282) | 042718215 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1312144 | J Robert Whelan | Two International Place Eaton Vance Boston MA 02110 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2012-08-06 | 14,715 | $21.99 | 48,383 | No | 4 | M | Direct | |
| Eaton Vance Corp. Non-Voting Common Stock | Disposition | 2012-08-06 | 14,715 | $26.74 | 33,668 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | Disposition | 2012-08-06 | 14,715 | $21.99 | 14,715 | $21.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-11-03 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $45.22 | 2017-07-11 | 9,900 | 9,900 | Direct | |
| Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $48.39 | 2017-11-01 | 10,990 | 10,990 | Direct | |
| Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $29.39 | 2020-11-01 | 2,540 | 2,540 | Direct | |
| Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $28.17 | 2019-11-02 | 7,030 | 7,030 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-07-11 | 9,900 | 9,900 | Direct |
| 2017-11-01 | 10,990 | 10,990 | Direct |
| 2020-11-01 | 2,540 | 2,540 | Direct |
| 2019-11-02 | 7,030 | 7,030 | Direct |
Footnotes
- 25,891 shares of unvested restricted stock were canceled as of the filer's separation date. Filer did not receive any benefit upon cancellation.
- Unvested equity awards were canceled as of separation date. Filer did not receive any benefit upon cancellation.
Billionaire Hedge Funds
