Filing Details
- Accession Number:
- 0001127602-12-023919
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-07 15:10:08
- Reporting Period:
- 2012-08-06
- Filing Date:
- 2012-08-07
- Accepted Time:
- 2012-08-07 15:10:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1051741 | First Niagara Financial Group Inc | FNFG | National Commercial Banks (6021) | 161545669 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1468118 | M Gary Crosby | 726 Exchange Street Suite 618 Buffalo NY 14210 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-06 | 7,500 | $7.94 | 94,979 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 472 | Indirect | by ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option (Right to Buy) | $9.84 | 2013-03-30 | 2022-03-30 | 82,710 | 82,710 | Direct |
Common Stock | Non-qualified Stock Option (Right to Buy) | $11.29 | 2010-07-13 | 2019-07-13 | 24,033 | 24,033 | Direct |
Common Stock | Non-qualified Stock Option (Right to Buy) | $14.44 | 2011-01-25 | 2020-01-25 | 35,406 | 35,406 | Direct |
Common Stock | Non-qualified Stock Option (Right to Buy) | $13.79 | 2012-01-24 | 2021-01-24 | 45,933 | 45,933 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-03-30 | 82,710 | 82,710 | Direct |
2019-07-13 | 24,033 | 24,033 | Direct |
2020-01-25 | 35,406 | 35,406 | Direct |
2021-01-24 | 45,933 | 45,933 | Direct |