Filing Details
- Accession Number:
- 0001543876-12-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-07 11:01:57
- Reporting Period:
- 2012-08-03
- Filing Date:
- 2012-08-07
- Accepted Time:
- 2012-08-07 10:01:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 17843 | Carpenter Technology Corp | CRS | Steel Works, Blast Furnaces & Rolling Mills (Coke Ovens) (3312) | 230458500 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1543876 | Sanjay Guglani | C/O Carpenter Technology Corporation Po Box 14662 Reading PA 19612 | Vp-Premium Engineered Products | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-08-03 | 3,575 | $43.65 | 25,947 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-08-03 | 8,875 | $17.29 | 34,822 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-08-03 | 2,562 | $34.95 | 37,384 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-03 | 15,012 | $48.23 | 22,372 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-08-03 | 3,575 | $0.00 | 3,575 | $43.65 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-08-03 | 8,875 | $0.00 | 8,875 | $17.29 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-08-03 | 2,562 | $0.00 | 2,562 | $34.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-06-30 | No | 4 | M | Direct | |
| 0 | 2019-07-29 | No | 4 | M | Direct | |
| 1,281 | 2021-07-30 | No | 4 | M | Direct |
Footnotes
- One-third of this award became exercisable on each of 6/30/09, 6/30/10 and 6/30/11.
- The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
- One-third of this award became exercisable on each of 7/29/10, 7/29/11 and 7/29/12.
- One-third of this award became exercisable on each of 7/30/11 and 7/30/12. The remaining one-third becomes exercisable on 7/30/13.
Billionaire Hedge Funds
