Filing Details
- Accession Number:
- 0001181431-12-043874
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-06 21:09:31
- Reporting Period:
- 2012-08-03
- Filing Date:
- 2012-08-06
- Accepted Time:
- 2012-08-06 21:09:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 815065 | Steris Corp | STE | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 341482024 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1235613 | E Robert Moss | 5960 Heisley Road Mentor OH 44060 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par Value | Acquisiton | 2012-08-03 | 9,000 | $24.45 | 33,512 | No | 4 | M | Direct | |
| Common Shares, No Par Value | Disposition | 2012-08-03 | 9,000 | $32.50 | 24,512 | No | 4 | S | Direct | |
| Common Shares, No Par Value | Acquisiton | 2012-08-06 | 9,000 | $24.45 | 33,512 | No | 4 | M | Direct | |
| Common Shares, No Par Value | Disposition | 2012-08-06 | 9,000 | $33.00 | 24,512 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares, No Par Value | Option to Purchase Common Shares | Disposition | 2012-08-03 | 9,000 | $0.00 | 9,000 | $24.45 |
| Common Shares, No Par Value | Option to Purchase Common Shares | Disposition | 2012-08-06 | 9,000 | $0.00 | 9,000 | $24.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,000 | 2015-06-16 | No | 4 | M | Direct | |
| 0 | 2015-06-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares, No Par Value | 13,822 | Indirect | See Footnote Below. |
Footnotes
- These open market sales of a total of 9,000 Common Shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on June 6, 2012.
- These open market sales of a total of 9,000 Common Shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on June 6, 2012.
- 9,800 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 500 on October 8, 2012, 4,500 on May 20, 2014, 800 on May 31, 2013, 800 on June 2, 2014, 800 on June 1, 2015, 800 on May 30, 2013, 800 on May 30, 2014 and 800 on June 1, 2015.
- This indirect ownership by Mr. Moss is through the Moss Family Trust, Robert E. Moss and Patricia J. Moss as Co-Trustees dated May 24, 1999.
- These options become exercisable as follows: 4,500 on May 16, 2006 and 4,500 on May 16, 2007.
- These options become exercisable as follows: 4,500 on May 16, 2008 and 4,500 on May 16, 2009.
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