Filing Details
- Accession Number:
- 0001209191-12-040590
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-06 18:25:03
- Reporting Period:
- 2012-08-02
- Filing Date:
- 2012-08-06
- Accepted Time:
- 2012-08-06 18:25:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
915389 | Eastman Chemical Co | EMN | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 621539359 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1225607 | P James Rogers | 200 South Wilcox Kingsport TN 37660 | Chrm Of The Board, Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-02 | 16,000 | $21.83 | 206,735 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-02 | 16,000 | $52.55 | 190,735 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-08-02 | 32,000 | $23.49 | 222,735 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-02 | 32,000 | $52.43 | 190,735 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-08-02 | 29,510 | $26.33 | 220,245 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-02 | 29,510 | $52.56 | 190,735 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-08-02 | 16,000 | $0.00 | 16,000 | $21.83 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-08-02 | 32,000 | $0.00 | 32,000 | $23.49 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-08-02 | 29,510 | $0.00 | 29,510 | $26.33 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-04-02 | 2014-04-01 | No | 4 | M | Direct |
0 | 2007-11-02 | 2014-11-01 | No | 4 | M | Direct |
0 | 2005-04-19 | 2013-04-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 28,816 | Indirect | By GRAT |
Common Stock | 2,089 | Indirect | By ESOP |
Common Stock | 14,567 | Indirect | By 401(k) |
Footnotes
- Excludes 16,338 shares reported as directly beneficially owned prior to the reporting person's February 17, 2012 Form 4 filing which were contributed to a grantor retained annuity trust ('GRAT').
- Average of high and low sale prices for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $52.47 to $52.63.
- Average of high and low sale prices for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $52.38 to $52.49.
- Average of high and low sale prices for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $52.15 to $52.98.
- Includes 16,338 shares reported as directly beneficially owned prior to the reporting person's February 17, 2012 Form 4 filing which were contributed to a GRAT.
- Includes 135 shares acquired since February 17, 2012 resulting from automatic reinvestment of dividends.
- The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.