Filing Details
- Accession Number:
- 0001546927-12-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-06 16:43:11
- Reporting Period:
- 2010-10-14
- Filing Date:
- 2012-08-06
- Accepted Time:
- 2012-08-06 16:43:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1024520 | World Heart Corp | WHRT | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1444043 | Camber Capital Management Llc | 101 Huntington Avenue Suite 2550 Boston MA 02199 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-08-02 | 1,639,345 | $89.79 | 4,918 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Disposition | 2012-08-02 | 1,639,345 | $84.11 | 1,639,345 | $0.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-08-02 | 2012-08-02 | No | 4 | S | Indirect |
Footnotes
- Each share of World Heart common stock has been converted into the right to receive 0.003 shares of HeartWare common stock.
- Securities reported herein for Camber Capital Management LLC (the "LLC") represent Common Stock and Common Stock issuable upon the exercise of warrants beneficially owned and held of record by two private investment funds and one managed account for which the LLC serves as the investment manager. Stephen DuBois is the managing member of the LLC and managing member of the general partners for each of the private investment funds. The LLC, private investment funds, managed account, general partners and Mr. DuBois (the "Reporting Persons") are each beneficial owners and have an address of 101 Huntington Avenue, Suite 2550, Boston, MA 02199. The Reporting Persons disclaim beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares and warrants in which the Reporting Persons have no actual pecuniary interest therein.