Filing Details

Accession Number:
0001391289-12-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-06 17:35:56
Reporting Period:
2012-08-02
Filing Date:
2012-08-06
Accepted Time:
2012-08-06 16:35:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1415336 Zeltiq Aesthetics Inc ZLTQ Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1391289 Venrock Associates V Lp C/O Venrock
3340 Hillview Avenue
Palo Alto CA 94304
No No Yes No
1395760 P L V Partners Venrock C/O Venrock
3340 Hillview Avenue
Palo Alto CA 94304
No No Yes No
1444112 Vef Management V, Llc C/O Venrock
3340 Hillview Avenue
Palo Alto CA 94304
No No Yes No
1444114 Venrock Entrepreneurs Fund V, L.p. C/O Venrock
3340 Hillview Avenue
Palo Alto CA 94304
No No Yes No
1444116 Venrock Management V, Llc C/O Venrock
3340 Hillview Avenue
Palo Alto CA 94304
No No Yes No
1444117 Venrock Partners Management V, Llc C/O Venrock
3340 Hillview Avenue
Palo Alto CA 94304
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-02 35,000 $4.61 5,323,233 No 4 P Indirect By Funds
Common Stock Acquisiton 2012-08-03 5,000 $4.85 5,328,233 No 4 P Indirect By Funds
Common Stock Acquisiton 2012-08-06 20,000 $4.89 5,348,233 No 4 P Indirect By Funds
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Funds
No 4 P Indirect By Funds
No 4 P Indirect By Funds
Footnotes
  1. Consists of 4,803,158 shares held by Venrock Associates V, L.P. ("VA5"), 114,786 shares held by Venrock Entrepreneurs Fund V, L.P. ("VEF5") and 405,289 shares held by Venrock Partners V, L.P. ("VP5", and collectively with VA5 and VEF5, the "Venrock Funds"). Venrock Management V, LLC, VEF Management V, LLC and Venrock Partners Management V, LLC (together, the "Venrock GP Entities") are the sole general partners of VA5, VEF5 and VP5, respectively, and have voting and investment power over the shares held by the Venrock Funds. Each of the Venrock GP Entities disclaims beneficial ownership of the shares held by the Venrock Funds, except to the extent of their respective indirect pecuniary interests therein.
  2. Consists of 4,807,670 shares held by VA5, 115,168 shares held by VEF5 and 405,395 shares held by VP5. Venrock Management V, LLC, VEF Management V, LLC and Venrock Partners Management V, LLC (together, the "Venrock GP Entities") are the sole general partners of VA5, VEF5 and VP5, respectively, and have voting and investment power over the shares held by the Venrock Funds. Each of the Venrock GP Entities disclaims beneficial ownership of the shares held by the Venrock Funds, except to the extent of their respective indirect pecuniary interests therein.
  3. Consists of 4,825,717 shares held by VA5, 116,697 shares held by VEF5 and 405,819 shares held by VP5. Venrock Management V, LLC, VEF Management V, LLC and Venrock Partners Management V, LLC (together, the "Venrock GP Entities") are the sole general partners of VA5, VEF5 and VP5, respectively, and have voting and investment power over the shares held by the Venrock Funds. Each of the Venrock GP Entities disclaims beneficial ownership of the shares held by the Venrock Funds, except to the extent of their respective indirect pecuniary interests therein.