Filing Details

Accession Number:
0001209191-12-040213
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-03 14:48:32
Reporting Period:
2012-08-02
Filing Date:
2012-08-03
Accepted Time:
2012-08-03 14:48:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1016125 Ultimate Software Group Inc ULTI Services-Prepackaged Software (7372) 650694077
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1249669 K Mitchell Dauerman 2000 Ultimate Way
Weston FL 33326
Exec. Vp, Cfo And Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2012-08-02 20,000 $9.40 46,500 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2012-08-02 16,200 $89.56 46,500 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2012-08-02 3,800 $90.59 46,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock, $0.01 par value Disposition 2012-08-02 20,000 $9.40 20,000 $9.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-10-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 250 Indirect Held in Roth IRA f/b/o Maxwell J. Dauerman
Footnotes
  1. The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on May 8, 2012.
  2. The sales price represents the weighted average sales price ranging in price from $89.01 to $90.00. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
  3. The sales price represents the weighted average sales price ranging in price from $90.04 to $90.85. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
  4. The option vested in four equal installments on October 31, 2003,2004,2005 and 2006.